Diagoon Houses
Created on 11-11-2022
The act of housing
The development of a space-time relationship was a revolution during the Modern Movement. How to incorporate the time variable into architecture became a fundamental matter throughout the twentieth century and became the focus of the Team 10’s research and practice. Following this concern, Herman Hertzberger tried to adapt to the change and growth of architecture by incorporating spatial polyvalency in his projects. During the post-war period, and as response to the fast and homogeneous urbanization developed using mass production technologies, John Habraken published “The three R’s for Housing” (1966) and “Supports: an Alternative to Mass Housing” (1961). He supported the idea that a dwelling should be an act as opposed to a product, and that the architect’s role should be to deliver a system through which the users could accommodate their ways of living. This means allowing personal expression in the way of inhabiting the space within the limits created by the building system. To do this, Habraken proposed differentiating between 2 spheres of control: the support which would represent all the communal decisions about housing, and the infill that would represent the individual decisions. The Diagoon Houses, built between 1967 and 1971, follow this warped and weft idea, where the warp establishes the main order of the fabric in such a way that then contrasts with the weft, giving each other meaning and purpose.
A flexible housing approach
Opposed to the standardization of mass-produced housing based on stereotypical patterns of life which cannot accommodate heterogeneous groups to models in which the form follows the function and the possibility of change is not considered, Hertzberger’s initial argument was that the design of a house should not constrain the form that a user inhabits the space, but it should allow for a set of different possibilities throughout time in an optimal way. He believed that what matters in the form is its intrinsic capability and potential as a vehicle of significance, allowing the user to create its own interpretations of the space. On the same line of thought, during their talk “Signs of Occupancy” (1979) in London, Alison and Peter Smithson highlighted the importance of creating spaces that can accommodate a variety of uses, allowing the user to discover and occupy the places that would best suit their different activities, based on patterns of light, seasons and other environmental conditions. They argued that what should stand out from a dwelling should be the style of its inhabitants, as opposed to the style of the architect. User participation has become one of the biggest achievements of social architecture, it is an approach by which many universal norms can be left aside to introduce the diversity of individuals and the aspirations of a plural society.
The Diagoon Houses, also known as the experimental carcase houses, were delivered as incomplete dwellings, an unfinished framework in which the users could define the location of the living room, bedroom, study, play, relaxing, dining etc., and adjust or enlarge the house if the composition of the family changed over time. The aim was to replace the widely spread collective labels of living patterns and allow a personal interpretation of communal life instead. This concept of delivering an unfinished product and allowing the user to complete it as a way to approach affordability has been further developed in research and practice as for example in the Incremental Housing of Alejandro Aravena.
Construction characteristics
The Diagoon Houses consist of two intertwined volumes with two cores containing the staircase, toilet, kitchen and bathroom. The fact that the floors in each volume are separated only by half a storey creates a spatial articulation between the living units that allows for many optimal solutions. Hertzberger develops the support responding to the collective patterns of life, which are primary necessities to every human being. This enables the living units at each half floor to take on any function, given that the primary needs are covered by the main support. He demonstrates how the internal arrangements can be adapted to the inhabitants’ individual interpretations of the space by providing some potential distributions. Each living unit can incorporate an internal partition, leaving an interior balcony looking into the central living hall that runs the full height of the house, lighting up the space through a rooflight.
The construction system proposed by Herztberger is a combination of in-situ and mass-produced elements, maximising the use of prefabricated concrete blocks for the vertical elements to allow future modifications or additions. The Diagoon facades were designed as a framework that could easily incorporate different prefabricated infill panels that, previously selected to comply with the set regulations, would always result in a consistent façade composition. This allowance for variation at a minimal cost due to the use of prefabricated components and the design of open structures, sets the foundations of the mass customization paradigm.
User participation
While the internal interventions allow the users to covert the house to fit their individual needs, the external elements of the facade and garden could also be adapted, however in this case inhabitants must reach a mutual decision with the rest of the neighbours, reinforcing the dependency of people on one another and creating sense of community. The Diagoon Houses prove that true value of participation lies in the effects it creates in its participants. The same living spaces when seen from different eyes at different situations, resulted in unique arrangements and acquired different significance. User participation creates the emotional involvement of the inhabitant with the environment, the more the inhabitants adapt the space to their needs, the more they will be inclined to lavish care and value the things around them. In this case, the individual identity of each household lied in their unique way of interpreting a specific function, that depended on multiple factors as the place, time or circumstances. While some users felt that the house should be completed and subdivided to separate the living units, others thought that the visual connections between these spaces would reflect better their living patterns and playful arrangement between uses.
After inhabiting the house for several decades, the inhabitants of the Diagoon Houses were interviewed and all of them agreed that the house suggested the exploration of different distributions, experiencing it as “captivating, playful and challenging”1. There was general approval of the characteristic spatial and visual connection between the living units, although some users had placed internal partitions in order to achieve acoustic independence between rooms. One of the families that had been living there for more than 40 years indicated that they had made full use of the adaptability of space; the house had been subject to the changing needs of being a couple with two children, to present when the couple had already retired, and the children had left home. Another of the families that was interviewed had changed the stereotypical room naming based on functions (living room, office, dining room etc.) for floor levels (1-4), this could as well be considered a success from Hertzberger as it’s a way of liberating the space from permanent functions. Finally, there were divergent opinions with regards to the housing finishing, some thought that the house should be fitted-out, while others believed that it looked better if it was not conventionally perfect. This ability to integrate different possibilities has proven that Hertzberger’s experimental houses was a success, enhancing inclusivity and social cohesion. Despite fitting-out the inside of their homes, the exterior appearance has remained unchanged; neighbourly consideration and community identity have been realised in the design. The changes reflecting the individual identity do not disrupt the reading of the collective housing as a whole.
Spatial polivalency in contemporary housing
From a contemporary point of view, in which a housing project must be sustainable from an environmental, social and economic perspective, the strategies used for the Diagoon Houses could address some of the challenges of our time. A recent example of this would be the 85 social housing units in Cornellà by Peris+Toral Arquitectes, which exemplify how by designing polyvalent and non-hierarchical spaces and fixed wet areas, the support system has been able to accommodate different ways of appropriation by the users, embracing social sustainability and allowing future adaptations. As in Diagoon, in this new housing development the use of standardized, reusable, prefabricated elements have contributed to increasing the affordability and sustainability of the dwellings. Additionally, the use of wood as main material in the Cornellà dwellings has proved to have significant benefits for the building’s environmental impact. Nevertheless, while this matrix of equal room sizes, non-existing corridors and a centralised open kitchen has been acknowledged to avoid gender roles, some users have criticised the 13m² room size to be too restrictive for certain furniture distributions.
All in all, both the Diagoon houses and the Cornellà dwellings demonstrate that the meaning of architecture must be subject to how it contributes to improving the changing living conditions of society. Although different in terms of period, construction technologies and housing typology, these two residential buildings show strategies that allow for a reinterpretation of the domestic space, responding to the current needs of society.
C.Martín. ESR14
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LiLa4Green
Created on 04-07-2023
Background
Over the last decades, international and national environmental policies have been designed and implemented to counteract the impact of the emerging climate change, this forcing many cities around the globe to adapt their urban environment and update their planning strategies. On a local level, targeted solutions to improve urban microclimates play a catalytic role on the sense of urban comfort, especially in densely built areas lacking green. Such nature-based and cost-effective solutions which provide environmental, social and economic benefits for resilience (European Commision Research and Innovation, n.d.), as well as comprehensive green and blue infrastructure strategies that promote the use of natural processes and vegetation to achieve landscape and water management benefits in an urban context (Victoria State Goverment Department of Environment Land Water and Planning, 2017) can counteract the effects of rising temperatures and provide resilience for cities and inhabitants (Roehr & Laurenz, 2008). However, their implementation and maintenance face many challenges, such as administrative limitations and lack of awareness or acceptance by the local stakeholders and residents (Hagen et al., 2021; Tötzer et al., 2019).
Working to address this challenge in a holistic manner, the LiLa4Green project, as part of the Smart Cities Initiative, aims to foster the implementation of nature-based solutions in the city of Vienna, by integrating a LL approach that focuses on social innovation and knowledge-sharing. The main goals of the project include the collaborative identification of challenges and potentials, the implementation of co-created solutions in the streetscape and the visualisation of the effects of potential solutions in a creative way to raise awareness and activate participants (Hagen et al., 2021).
The project is funded by the Climate and Energy Fund and is carried out by an interdisciplinary consortium consisting of research, academic and community partners. The project’s methodology has been tested in two residential neighbourhoods, ‘Quellenstraße Ost’ in the 10th district and ‘Kreta’ in the 14th district of Vienna. Both neighbourhoods are characterised by dense urban structures and insufficient public and green spaces, and their population consists predominantly of young, low-income immigrant groups who are poorly qualified and which suffer a high unemployment rate (Hagen et al., 2019).
Methodological Approach
The project was implemented along two parallel lines of work. The first refers to a scientific approach conducted by the research consortium. This initiated with the open space and microclimatic analysis of the areas, the results of which were seen in context with the climate of the whole city, concluding to the areas’ characterisation. A demarcation as ‘vulnerable with respect to densification’ (Tötzer et al., 2019, p. 3) reflects the high density and bioclimatic stress of the neighbourhood. The analysis offered valuable insights in identifying priority spots, i.e., small-scale heat islands, and was followed by discussions on greening potentials and recommendations about the areas’ needs and characteristics.
In parallel, a participatory process was initiated in the focus areas to inform the scientific findings on the most problematic locations in the neighbourhood based on the local knowledge and experience of residents and local stakeholders. At the same time, through the establishment of the LL as an alternative to top-down city planning strategies, residents moved from being information facilitators to co-creators.
Following this approach of empowering residents to actively participate in the development of solutions that affect their living environment, the LL investigated ways to raise public awareness on mitigation and measures to facilitate citizens’ adaptation to climate change and to ensure a broad acceptance for the green-blue infrastructure among the general public, through the design and testing of multiple and diverse smart user participation and visualisation methods. A combination of innovative social science methods with the latest digital technology was put forward to facilitate the dissemination of information of the diverse functionalities of green and free spaces, testing also new methods of visualisation of the effects, such as Augmented and Virtual Reality, for more informed decisions (www.lila4green.at). Focusing further on the visibility and traceability (Hagen et al., 2021, p. 393) of the added value of the potential interventions, the monitoring phase included a combination of measurements, simulations and surveys, while in the assessment phase, innovative tools such as crowdsourcing and maps were employed to correlate multiple measurements such as costs and maintenance requirements.
Activities
The innovative methodology was tested in practice in a range of different activities organised by the LL that opened the research to citizens and stakeholders in an interactive format. The participatory process initiated with the LiLa4Green research team coming together to design the operation and context of the LL. The activities in the LL began with the ‘Start Workshop’, a knowledge-gathering meeting in which research team members and relevant stakeholders (representatives of municipal agencies and local institutions) came together to discuss constrains, potentials in the project area and the mutual benefits.
This introductory event was followed by the four cornerstones of the project, namely the ‘Green Workshops’ (GWs) that took place every 6 months and involved the research team, stakeholders and citizens. In preparation of each of these four events, a set of activities was organised on site, related to the objectives of the foregoing events, as well as the results of the previous ones. For instance, before the first Green Workshop that focused on ‘sharing information, building mutual understanding and establishing social connections’ (Tötzer et al., 2019, p. 5), the research team conducted on site activation activities which included the creation of a temporary space for conversations using pictures, signs and questions to approach the people passing by, and also engaging them through game-like activities of mapping and voting.
The first workshop started and concluded with a survey. The comparison of the answers of both surveys enabled the organisers to detect changes in the perception of participants on the topic and hence the success of the workshop in the transfer of knowledge. The workshop was organised in two parts that differentiated on the flow of knowledge from the research group to the participants and reversely, using posters, a memory set and a flyer as tools for communication.
Working on the feedback from the first workshop, the second event focused on the realisation of the first urban intervention, a parklet, that was developed as a student project at intended design studios at the TU Wien and then selected by the participants of the LL. Furthermore, using a smart interaction tool with AR technology on site, participants were given the chance to visualise and provide their feedback on potential greening interventions.
Having built trust between the participants and the research team, the third workshop aimed at the identification of the potential uses of the open space through gamification. The participants designed adaptation activities to respond to the scientifically identified conditions and further grounded their decisions to real restrictions, such as budget. In the same workshop, participants tested the AR tool that was further developed by the research team according to the feedback from the second workshop.
Finally, the fourth workshop dealt with the collective implementation of the developed proposals. Due to the pandemic outbreak the workshop was delivered in a digital format and the results were eventually implemented in the summer 2020.
Communication and Sharing Experience
Parallel to the workshops and activities, the consortium gave a great value to the communication and dissemination of LiLa4Green within and outside the focus areas by sending out a frequent newsletter and an Explain Video to attract and maintain participants’ motivation. Surveys and questionnaires were used to incorporate the feedback for the next stages, and experiences were shared via a website. Furthermore, the team created a brochure with the title “In 5 Schritten zum guten Klima” (LiLa4Green, n.d.) to summarise the smart participation methodology in five steps: 1. Prepare the ground and initiate the process, 2. Share knowledge and learn together, 3. Decide and create trust, 4. Designing the future in a playful way, and 5. Specify and implement together. Lastly, aiming to disseminate the knowledge and experiences with the scientific community, the research team actively participated in conferences, presentations, lectures and journals.
Acknowledgment
I would like to thank Tanja Tötzer, expert advisor at the Austrian Institute of Technology in Vienna and coordinator of the LiLa4Green project, for the inspiring discussion and generous insights that have helped to write about LiLa4Green.
A.Pappa. ESR13
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La Borda
Created on 16-10-2024
The housing crisis
After the crisis of 2008, it became obvious that the mainstream mechanisms for the provision of housing were failing to provide secure and affordable housing for many households, especially in the countries of the European south such as Spain. It is in this context that alternative forms emerged through social initiatives. La Borda is understood as an alternative form of housing provision and a tenancy form in the historical and geographical context of Catalonia. It follows mechanisms for the provision of housing that differ from predominant approaches, which have traditionally been the free market, with a for-profit and speculative role, and a very low percentage of public provision (Allen, 2006). It also constitutes a different tenure model, based on collective instead of private ownership, which is the prevailing form in southern Europe. As such, it encompasses the notions of community engagement, self-management, co-production and democratic decision-making at the core of the project.
Alternative forms of housing
In the context of Catalonia, housing cooperatives go back to the 1960s when they were promoted by the labour movement or by religious entities. During this period, housing cooperatives were mainly focused on promoting housing development, whether as private housing developers for their members or by facilitating the development of government-protected housing. In most cases, these cooperatives were dissolved once the promotion period ended, and the homes were sold.
Some of these still exist today, such as the “Cooperativa Obrera de Viviendas” in El Prat de Llobregat. However, this model of cooperativism is significantly different from the model of “grant of use”, as it was used mostly as an organizational form, with limited or non-existent involvement of the cooperative members.
It was only after the 2008 crisis, that new initiatives have arisen, that are linked to the grant-of-use model, such as co-housing or “masoveria urbana”. The cooperative model of grant-of-use means that all residents are members of the cooperative, which owns the building. As members, they are the ones to make decisions about how it operates, including organisational, communitarian, legislative, and economic issues as well as issues concerning the building and its use. The fact that the members are not owners offers protection and provides for non-speculative development, while actions such as sub-letting or transfer of use are not possible. In the case that someone decides to leave, the flat returns to the cooperative which then decides on the new resident. This is a model that promotes long-term affordability as it prevents housing from being privatized using a condominium scheme. The grant -of -use model has a strong element of community participation, which is not always found in the other two models. International experiences were used as reference points, such as the Andel model from Denmark and the FUCVAM from Uruguay, according to the group (La Borda, 2020). However, Parés et al. (2021) believe that it is closer to the Almen model from Scandinavia, which implies collective ownership and rental, while the Andel is a co-ownership model, where the majority of its apartments have been sold to its user, thus going again back to the free-market stock.
In 2015, the city of Barcelona reached an agreement with La Borda and Princesa 49, allowing them to become the first two pilot projects to be constructed on public land with a 75-year leasehold. However, pioneering initiatives like Cal Cases (2004) and La Muralleta (1999) were launched earlier, even though they were located in peri-urban areas. The main difference is that in these cases the land was purchased by the cooperative, as there was no such legal framework at the time. This means that these projects are classified as Officially Protected Housing (Vivienda de Protección Oficial or VPO), and thus all the residents must comply with the criteria to be eligible for social housing, such as having a maximum income and not owning property. Also, since it is characterised as VPO there is a ceiling to the monthly fee to be charged for the use of the housing unit, thus keeping the housing accessible to groups with lower economic power. This makes this scheme a way to provide social housing with the active participation of the community, keeping the property public in the long term. After the agreed period, the plot will return to the municipality, or a new agreement should be signed with the cooperative.
The neighbourhood movement
In 2011, a group of neighbours occupied one of the abandoned industrial buildings in the old industrial state of Can Batlló in response to an urban renewal project, with the intention of preserving the site's memory (Can Batlló, 2020; Girbés-Peco et al., 2020). The neighbourhood movement known as "Recuperem Can Batlló" sought to explore alternative solutions to the housing crisis of the time. The project started in 2012, after a series of informal meetings with an initial group of 15 people who were already active in the neighbourhood, including members of the architectural cooperative Lacol, members of the labour cooperative La Ciutat Invisible, members of the association Sostre Civic and people from local civic associations. After a long process of public participation, where the potential uses of the site were discussed, they decided to begin a self-managed and self-promotion process to create La Borda. In 2014 they legally formed a residents’ cooperative and after a long process of negotiation with the city council, they obtained a lease for the use of the land for 75 years in exchange for an annual fee. At that time, the group expanded, and it went from 15 members to 45. After another two years of work, construction started in 2017 and the first residents moved in the following year.
The participatory process
The word “participation” is sometimes used as a buzzword, where it refers to processes of consultation or manipulation of participants to legitimise decisions, leading it to become an empty signifier. However, by identifying the hierarchies that such processes entail, we can identify higher levels of participation, that are based on horizontality, reciprocity, and mutual respect. In such processes, participants not only have equal status in decision-making, but are also able to take control and self-manage the whole process. This was the case with La Borda, a project that followed a democratic participation process, self-development, and self-management. An important element was also the transdisciplinary collaboration between the neighbours, the architects, the support entities and the professionals from the social economy sector who shared similar ideals and values.
According to Avilla-Royo et al. (2021), greater involvement and agency of dwellers throughout the lifetime of a project is a key characteristic of the cooperative housing movement in Barcelona. In that way, the group collectively discussed, imagined, and developed the housing environment that best covered their needs in typological, material, economic or managerial terms. The group of 45 people was divided into different working committees to discuss the diverse topics that were part of the housing scheme: architecture, cohabitation, economic model, legal policies, communication, and internal management. These committees formed the basis for a decision-making assembly. The committees would adapt to new needs as they arose throughout the process, for example, the “architectural” committee which was responsible for the building development, was converted into a “maintenance and self-building” committee once the building was inhabited. Apart from the specific committees, the general assembly is the place, where all the subgroups present and discuss their work. All adult members have to be part of a committee and meet every two weeks. The members’ involvement in the co-creation and management of the cooperative significantly reduced the costs and helped to create the social cohesion needed for such a project to succeed.
The building
After a series of workshops and discussions, the cooperative group together with architects and the rest of the team presented their conclusions on the needs of the dwellers and on the distribution of the private and communal spaces. A general strategy was to remove areas and functions from the private apartments and create bigger community spaces that could be enjoyed by everyone. As a result, 280 m2 of the total 2,950 m2 have been allocated for communal spaces, accounting for 10% of the entire built area. These spaces are placed around a central courtyard and include a community kitchen and dining room, a multipurpose room, a laundry room, a co-working space, two guest rooms, shared terraces, a small community garden, storage rooms, and bicycle parking. La Borda comprises 28 dwellings that are available in three different typologies of 40, 50 and 76 m2, catering to the needs of diverse households, including single adults, adult cohabitation, families, and single parents. The modular structure and grid system used in the construction of the dwellings offer the flexibility to modify their size in the future.
The construction of La Borda prioritized environmental sustainability and minimized embedded carbon. To achieve this, the foundation was laid as close to the surface as possible, with suspended flooring placed a meter above the ground to aid in insulation. Additionally, the building's structure utilized cross-laminated timber (CLT) from the second to the seventh floors, after the ground floor made of concrete. This choice of material had the advantage of being lightweight and low carbon. CLT was used for both the flooring and the foundation The construction prioritized the optimization of building solutions through the use of fewer materials to achieve the same purpose, while also incorporating recycled and recyclable materials and reusing waste. Furthermore, the cooperative used industrialized elements and applied waste management, separation, and monitoring. According to the members of the cooperative (LaCol, 2020b), an important element for minimizing the construction cost was the substitution of the underground parking, which was mandatory from the local legislation when you exceed a certain number of housing units, with overground parking for bicycles. La Borda was the first development that succeeded not only in being exempt from this legal requirement but also in convincing the municipality of Barcelona to change the legal framework so that new cooperative or social housing developments can obtain an “A” energy ranking without having to construct underground parking.
Energy performance goals focused on reducing energy demands through prioritizing passive strategies. This was pursued with the bioclimatic design of the building with the covered courtyard as an element that plays a central role, as it offers cross ventilation during the warm months and acts as a greenhouse during the cold months. Another passive strategy was enhanced insulation which exceeds the proposed regulation level. According to data that the cooperative published, the average energy consumption of electricity, DHW, and heating per square meter of La Borda’s dwellings is 20.25 kWh/m², which is 68% less, compared to a block of similar characteristics in the Mediterranean area, which is 62.61 kWh/m² (LaCol, 2020a). According to interviews with the residents, the building’s performance during the winter months is even better than what was predicted. Most of the apartments do not use the heating system, especially the ones that are facing south. However, the energy demands during the summer months are greater, as the passive cooling system is not very efficient due to the very high temperatures. Therefore, the group is now considering the installation of fans, air-conditioning, or an aerothermal installation that could provide a common solution for the whole building. Finally, the cooperative has recently installed solar panels to generate renewable energy.
Social impact and scalability
According to Cabré & Andrés (2018), La Borda was created in response to three contextual factors. Firstly, it was a reaction to the housing crisis which was particularly severe in Barcelona. Secondly, the emergence of cooperative movements focusing on affordable housing and social economies at that time drew attention to their importance in housing provision, both among citizens and policy-makers. Finally, the moment coincided with a strong neighbourhood movement around the urban renewal of the industrial site of Can Batlló. La Borda, as a bottom-up, self-initiated project, is not just an affordable housing cooperative but also an example of social innovation with multiple objectives beyond providing housing.
The group’s premise of a long-term leasehold was regarded as a novel way to tackle the housing crisis in Barcelona as well as a form of social innovation. The process that followed was innovative as the group had to co-create the project, which included the co-design and self-construction, the negotiation of the cession of land with the municipality, and the development of financial models for the project. Rather than being a niche project, the aim of La Borda is to promote integration with the neighbourhood. The creation of a committee to disseminate news and developments and the open days and lectures exemplify this mission. At the same time, they are actively aiming to scale up the model, offering support and knowledge to other groups. An example of this would be the two new cooperative housing projects set up by people that were on the waiting list for la Borda. Such actions lead to the creation of a strong network, where experiences and knowledge are shared, as well as resources.
The interest in alternative forms of access to housing has multiplied in recent years in Catalonia and as it is a relatively new phenomenon it is still in a process of experimentation. There are several support entities in the form of networks for the articulation of initiatives, intermediary organizations, or advisory platforms such as the cooperative Sostre Civic, the foundation La Dinamo, or initiatives such as the cooperative Ateneos, which were recently promoted by the government of Catalonia. These are also aimed at distributing knowledge and fostering a more inclusive and democratic cooperative housing movement. In the end, by fostering the community’s understanding of housing issues, and urban governance, and by seeking sustainable solutions, learning to resolve conflicts, negotiate and self-manage as well as developing mutual support networks and peer learning, these types of projects appear as both outcomes and as drivers of social transformation.
Z.Tzika. ESR10
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DARE to Build, Chalmers University of Technology
Created on 04-07-2023
'DARE to build' is a 5–week (1 week of design – 4 weeks of construction) elective summer course offered at the Department of Architecture and Civil Engineering at Chalmers University of Technology in Sweden. The course caters for master-level students from 5 different master programmes offered at the Architecture and Civil Engineering Department. Through a practice-based approach and a subsequent exposure to real-world problems, “DARE to build” aims to prove that “real change can be simultaneously made and learned (Brandão et al., 2021b, 2021a). The goal of this course is to address the increasing need for effective multidisciplinary teams in the fields of architecture, engineering and construction (AEC) in order to tackle the ever-growing complexity of real-world problems (Mcglohn et al., 2014), and the pervading lack of a strong pedagogical framework that responds effectively to this challenge. The two main foci of the “DARE to build” pedagogical model are: (1) to train students in interdisciplinary communication, to cultivate empathy and appreciation for the contributions of each discipline, to sharpen collaborative skills (Tran et al., 2012) and (2) to expose students in practice-based, real-world design projects, through a problem-and-project-based learning (PPBL) approach, within a multi-stakeholder learning environment (Wiek et al., 2014). This multi-stakeholder environment is situated in the municipality of Gothenburg and involves different branches and services (Stadsbyggnadskontoret, Park och Naturförvaltningen), local/regional housing companies (Familjebostäder, Bostadsbolaget), professionals/collectives operating within the AEC fields (ON/OFF Berlin, COWI), and local residents and their associations (Hyresgästföreningen, Tidsnätverket i Bergsjön).
Design & Build through CDIO
By showcasing that “building, making and designing are intrinsic to each other” (Stonorov et al., 2018, p. 1), students put the theory acquired into practice and reflect on the implications of their design decisions. Subsequently they reflect on their role as AEC professionals, in relation to local and global sustainability; from assessing feasibility within a set timeframe to the intangible qualities generated or channelled through design decisions in specific contexts. This hands-on learning environment applies the CDIO framework (conceive, design, implement, operate, http://www.cdio.org/), an educational framework developed in the MIT, with a particular focus on the “implementation” part. CDIO has been developed in recent years as a reforming tool for engineering education, and is centred on three main goals: (1) to acquire a thorough knowledge of technical fundamentals, (2) to sharpen leadership and initiative-taking skills, and (3) to become aware of the important role research and technological advances can play in design decisions (Crawley et al., 2014). Therefore, design and construction, combined with CDIO, offer a comprehensive experience that enables future professionals to assume a knowledgeable and confident role within the AEC sector.
Course structure
“DARE to build” projects take place during the autumn semester along with the “Design and Planning for Social Inclusion” (DPSI) studio. Students work closely with the local stakeholders throughout the semester and on completion of the studio, one project is selected to become the “DARE to build” project of the year, based on (1) stakeholder interest and funding capacity, (2) pedagogical opportunities and the (3) feasibility of construction. During the intervening months, the project is further developed, primarily by faculty, with occasional inputs from the original team of DPSI students and support from professionals with expertise relevant to a particular project. The purpose of this further development of the initial project is to establish the guidelines for the 1-week design process carried out within “DARE to build”.
During the building phase, the group of students is usually joined by a team of 10-15 local (whenever possible) summer workers, aged between 16-21 years old, employed by the stakeholders (either by the Municipality of Gothenburg or by a local housing company). The aim of this collaboration is twofold - to have a substantial amount of workforce on site and to create a working environment where students are simultaneously learning and teaching, therefore enhancing their sense of responsibility. “DARE to build” has also collaborated - in pre-pandemic times - with Rice University in Texas, so 10 to 15 of their engineering students joined the course as a summer educational experience abroad.
The timeline for each edition of the “DARE to build” project evolution can be schematically represented through the CDIO methodology, which becomes the backbone of the programme (adapted from the courses’ syllabi):
Conceive: Developed through a participatory process within the design studio “Design and Planning for Social Inclusion”, in the Autumn.
Design: (1) Teaching staff defines design guidelines and materials, (2) student participants detail and redesign some elements of the original project, as well as create schedules, building site logistical plans, budget logs, etc.
Implement: The actual construction of the building is planned and executed. All the necessary building documentation is produced in order to sustain an informed and efficient building process.
Operate: The completed built project is handed over to the stakeholders and local community. All the necessary final documentation for the operability of the project is produced and completed (such as-built drawings, etc.).
In both the design and construction process, students take on different responsibilities on a daily basis, in the form of different roles: project manager, site supervisor, communications officer, and food & fika (=coffee break) gurus. Through detailed documentation, each team reports on everything related to the project’s progress, the needs and potential material deficits on to the next day’s team. Cooking, as well as eating and drinking together, works as an important and an effective team-bonding activity.
Learning Outcomes
The learning outcomes are divided into three different sets to fit with the overall vision of “DARE to Build” (adapted from the course syllabi):
Knowledge and understanding: To identify and explain a project’s life cycle, relate applied architectural design to sustainability and to describe different approaches to sustainable design.
Abilities and skills: To be able to implement co-creation methods, design and assess concrete solutions, to visualise and communicate proposals, to apply previously gained knowledge to real-world projects, critically review architectural/technical solutions, and to work in multidisciplinary teams.
Assessment and attitude: To be able to elaborate different proposals on a scientific and value-based argumentation, to combine knowledge from different disciplines, to consider and review conditions for effective teamwork, to further develop critical thinking on professional roles.
The context of operations: Miljonprogrammet
The context in which “DARE to Build” operates is the so-called “Million Homes Programme” areas (MHP, in Swedish: Miljonprogrammet) of suburban Gothenburg. The MHP was an ambitious state-subsidised response to the rapidly growing need for cheap, high-quality housing in the post-war period. The aim was to provide one million dwellings within a decade (1965-1974), an endeavour anchored on the firm belief that intensified housing production would be relevant and necessary in the future (Baeten et al., 2017; Hall & Vidén, 2005). During the peak years of the Swedish welfare state, as this period is often described, public housing companies, with help from private contractors, built dwellings that targeted any potential home-seeker, regardless of income or class. In order to avoid suburban living and segregation, rental subsidies were granted on the basis of income and number of children, so that, in theory, everyone could have access to modern housing and full of state-of-the-art amenities (Places for People - Gothenburg, 1971).
The long-term perspective of MHP also meant profound alterations in the urban landscape; inner city homes in poor condition were demolished and entire new satellite districts were constructed from scratch triggering “the largest wave of housing displacement in Sweden’s history, albeit firmly grounded in a social-democratic conviction of social betterment for all” (Baeten et al., 2017, p. 637) . However, when this economic growth came to an abrupt halt due to the oil crisis of the 1970s, what used to be an attractive and modern residential area became second-class housing, shunned by the majority of Swedish citizens looking for a house. Instead, they became an affordable option for the growing number of immigrants arriving in Sweden between 1980 and 2000, resulting in a high level of segregation in Swedish cities. (Baeten et al., 2017).
Nowadays, the MHP areas are home to multi-cultural, mostly low income, immigrant and refugee communities. Media narratives of recent decades have systematically racialised, stigmatised and demonised the suburbs and portrayed them as cradles of criminal activity and delinquency, laying the groundwork for an increasingly militarised discourse (Thapar-Björkert et al., 2019). The withdrawal of the welfare state from these areas is manifested through the poor maintenance of the housing stock and the surrounding public places and the diminishing public facilities (healthcare centres, marketplaces, libraries, etc.) to name a few. Public discourse, best reflected in the media, often individualizes the problems of "culturally different" inhabitants, which subsequently "justifies" people's unwillingness to work due to the "highly insecure" environment.
In recent years, the gradual (neo)liberalisation of the Swedish housing regime has provided room for yet another wave of displacement, leaving MHP area residents with little to no housing alternatives. The public housing companies that own MHP stock have started to offer their stock to potential private investors through large scale renovations that, paired with legal reforms, allow private companies to reject rent control. As a result, MHP areas are entering a phase of brutal gentrification (Baeten et al., 2017).
Reflections
Within such a sensitive and highly complex context, both “DARE to Build”, and “Design & Planning for Social Inclusion” aspire to make Chalmers University of Technology an influential local actor and spatial agent within the shifting landscape of the MHP areas, thus highlighting the overall relevance of academic institutions as strong, multi-faceted and direct connections with the “real-world”.
Even though participation and co-creation methodologies are strong in all “Design and Planning for Social Inclusion” projects, “DARE to Build” has still some ground to cover. In the critical months that follow the selection of the project and up to the first week of design phase, a project may change direction completely in order to fit the pedagogical and feasibility criteria. This fragmented participation and involvement, especially of those with less power within the stakeholder hierarchy, risks leading to interventions in which local residents have no sense of ownership or pride, especially in a context where interventions from outsiders, or from the top down, are greeted with increased suspicion and distrust.
Overall “DARE to build” is a relevant case of context-based education which can inform future similar activities aimed at integration education in the community as an instrument to promote sustainable development.
Relevant “DARE to build” projects
Gärdsåsmosse uteklassrum: An outdoor classroom in Bergsjön conceptualised through a post-humanist perspective and constructed on the principles of biomimicry, and with the use of almost exclusively natural materials.
Visit: https://www.chalmers.se/sv/institutioner/ace/nyheter/Sidor/Nu-kan-undervisningen-dra-at-skogen.aspx
https://www.mynewsdesk.com/se/cowi/pressreleases/cowi-hjaelpte-goeteborgs-stad-foervandla-moerk-park-till-en-plats-att-ha-picknick-i-2920358
Parkourius: A parkour playground for children and teens of the Merkuriusgatan neighbourhood in Bergsjön. A wooden construction that employs child-friendly design.
Visit: https://www.sto-stiftung.de/de/content-detail_112001.html https://www.mynewsdesk.com/se/familjebostader-goteborg-se/pressreleases/snart-invigs-bergsjoens-nya-parkourpark-3111682
E.Roussou. ESR9
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The Elwood Project, Vancouver, Washington
Created on 25-01-2024
The Elwood Project is an affordable housing development and includes forty-six apartments and supportive housing services provided by Sea-Mar Community Services. All apartments are subsidised through the Vancouver Housing Authority, so that tenants pay thirty-five percent of their income towards rent, according to public housing designation. There are garden-style apartments to allow residents to choose when and where to interact with neighbours. Units are 37 sq. m. with 1 bedroom. These apartments are fully accessible and amenities include a community room, laundry room, covered bike parking, and outdoor courtyard with a community garden (Housing Initiative, 2022).
This case highlights the benefits of trauma informed design (TID) in the supportive housing sector. These homes were built using concepts of open corridors, natural light, art and nature, colours of nature, natural materials, design with commercial sustainability, elements of privacy and personalization, open areas, adequate and easy access to services. With these thoughtful techniques, Elwood offers socially sustainable help for vulnerable people (people with special needs, homeless, formally homeless) and for the new “housing precariat”.
The Elwood project is a good example of combining private apartments with opportunities for community living, where services and facilities management contribute to the well-being and stability of dwellers. What makes this project especially unique is that it does not look like affordable housing. As Brendan Sanchez concluded, people think that it “looks like really nice market rate upscale housing”, which is empowering, because people in general “deserve access to quality-built environment and healthy indoor interior environments”. Access Architecture did not design it as affordable housing, they just “designed it as housing” (Access Architecture, 2022).
Affordability aspects
The Elwood affordable housing community project is in a commercially zoned transit corridor. Existing planning regulations did not allow building permits in this area. Elwood is the first affordable housing development in the city of Vancouver that has required changes to the city’s zoning regulations. As a result of these changes, other measures have been adopted to promote affordable housing in the community. Under the city's previous building regulations, it was simply not possible to obtain a building permit. The Affordable Housing Fund helped developers to undertake this project and provided tenants with budget friendly housing options (Otak, 2022).
Now, thanks to the Elwood project, there are ongoing talks at the Board of the Planning Commission of Elwood Town to get construction permits for similar projects. As the council stated, “it is on the horizon for all towns to have affordable housing” (Elwood Town Corporation, 2022). Although the population of the area is small, it is estimated that in the coming years the need for more affordable housing units will increase. Previously, permitted uses were limited to C-2 (general commercial, office and retail) and C-3 (intensive service commercial) zoning uses (e.g., gas station, restaurant, public utility substation). Currently, the members of the town council together with other stakeholders are negotiating new plans for affordable housing in the area. With the help of the community, they are striving to harmonise the legal, political, financial and design aspects and work on a general plan that includes the construction of multi-family affordable dwellings. In addition, the ultimate goal is to further modify zoning regulations to incorporate tax advantages for social housing.
Sustainability aspects
It is a highly energy efficient building as it meets the minimum requirements of the Evergreen Sustainable Development Standards (ESDS), which include requirements for low Volatile Organic Compounds (VOC) content, water conservation, air sealing, and reduction of thermal bridges. It also meets the Green Point Rated Program requirements. The building materials are bamboo, cork, salvaged or FSC-Certified wood, natural linoleum, natural rubber and ceramic tile. There are no VOC adhesives or synthetic backing in living rooms, and bathrooms (Otak, 2022).
Design
Access Architecture used an outcome-based design process during the development of this project.
The outcome-based design process considers TID principles to lower barriers among tenants and minimize stigma of receiving services. Brendan Sanchez from Access Architecture highlights that TID is a kind of design that is “getting a lot more attention now that people understand it more. It applies in this project, and we’re also just finding that it doesn’t have to be a certain traumatic event we design for. It can also be a systemic problem — we all have our own traumas we’re working through, especially after the events of the pandemic last year. So Access likes to focus on how we can create healing spaces in this kind of design.” (Nichiha, 2022)
As Di Raimo et al. (2021) wrote, trauma informed approaches can be adopted by a wide range of service providers (health, social care, education, justice). In this case, Sea Mar-Community Services Northwest’s Foundational Community Support provides guidance for tenants with the help of case managers. Such partners can help with professional and health objectives. CDM Caregiving Services helps (or offer assistance) with daily tasks from cooking to cleaning and hygiene. Finally, Vancouver Housing Authority members help with anything they can, so that tenants would not feel themselves alone with their problems (Nahro, 2022).
Elwood offers informal indoor and outdoor spaces which provide a relaxed atmosphere in a friendly milieu. In this building, TID suits the resident’s needs. The building was planned with the help of potential residents and social workers, so that a sense of space and place would provide familiarity, stability, and safety for those who are longing for the feeling of place attachment.
A.Martin. ESR7
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Navarinou Park
Created on 03-10-2023
Background
The neighbourhood of Exarcheia, where the park is located, is one of the most – if not the most– politically active areas in Athens and is traditionally home to intellectuals and artists. Since the 1970s, it has been in the centre of social movements, serving as a breeding ground for leftist, anarchist and antifascist grassroots and alternative cultural practices (Chatzidakis, 2013). Given its location in the centre of Athens, the neighbourhood is lacking green and open spaces.
The site of the park has a long history of negotiations regarding ownership and use, dating back to the 1970s. During that time, the Technical Chamber of Greece (TEE) purchased the 65-year-old medical clinic with the purpose of demolishing it and constructing its central offices. Although the building was eventually demolished in the 1980s, TEE never constructed its offices. In the 1990s, the site was offered as part of an exchange between the TEE and the Municipality of Athens for the development of a green space, but this agreement did not materialise. Instead, the TEE leased the plot for private use, and turned it into an open-air parking space (Frezouli, 2016).
The termination of the lease in 2008 coincided with a major social movement triggered by the assassination of a 15-year-old boy, Alexis Grigoropoulos, at the hands of the police. This tragic incident took place in December of the same year, just a few streets away from the site and led to uprisings in many Greek cities and neighbourhoods as citizens demanded the right to life, freedom, and the city through protests and illegal occupations. In response to the rumours about the site’s future construction, the Exarcheia Residents’ Initiative, in collaboration with many grassroots movements, used digital means to issue a collective call for action to reclaim the plot as an open green space. On 7th March 2009, tens of people from the neighbourhood and around Athens occupied the plot and created the 'Self-managed Navarinou and Zoodochou Pigis Park' (Frezouli, 2016; pablodesoto, 2010)
The park as an urban commons urban commons resource
The operation and development of the park, in terms of its uses and infrastructure, is collectively shaped by the appropriating community of commoners, consisting of activists and local residents, without any contributions from the state, municipal or private organisations. Hence the activities and interventions within the park are evolving with the joint efforts and time, work, skills and financial resources of the commoners.
In this regard, the transformation of the space from a parking lot into its present form has followed a dynamic process, that keeps adapting to the changing resources, needs and challenges created by the social and urban circumstances. The initial intervention involved replacing the concrete ground with soil and planting flowers and trees donated by the community. Subsequently, a small playground and seating areas were constructed, forming an open amphitheatre (Parko Navarinou Initative, 2018b). This infrastructure served as a base for organising public events such as cultural activities, public discussions, live concerts, film projections, and children’s activities. At a later stage, educational workshops on agriculture were also introduced (Frezouli, 2016). Many of the activities brought about spatial transformations within the park, including the creation of community gardens or sculptures, murals and installations.
In its most recent phase, the park has been transformed into a “big playground” for all the residents housing a variety of greenery, such as the urban gardens, as well as seating and gathering urban furniture, including benches and tables. The park now features several playground equipment suitable for both children and adults, such as swings, playing structures, a basketball court, and a ping pong table. Additionally, safety has been enhanced by improving the lighting and adding a fence (Parko Navarinou Initative, 2018a).
Commoners and commoning
To thrive as a bottom-up initiative, the operation and governance of the park are based on several forms of mobilisation that extend beyond the initial public space occupation. Among the various forms of commoning undertaken, activism, collective action, network creation and co-governance have been vital for Navarinou Park. These social processes have been supported by other participatory or community-based practices, such as public campaigns, co-construction and co-creation activities (Frezouli, 2016).
Since its beginning, the initiative has established an open assembly as the main instrument for decision-making on operational and infrastructural matters related to the park. This ensures that the park remains a shared resource, fostering a sense of belonging and strong bonds among the commoners. The assembly sets the rules and practises that constitute the institutional arrangements of the park, following a governance model based on horizontal democratic processes driven by the principles of self-management, anti-hierarchy and anti-commodification. The assembly is open to any individual or group that wishes to participate. However, throughout the park’s lifetime, only a small core of people remains permanently committed to the initiative. This groups is cohesive in terms of social incentives, activist ideals, and social capital, which reduces conflicts during decision-making processes (Arvanitidis & Papagiannitsis, 2020).
However, beyond addressing issues such as maintenance, organisation of events and infrastructure interventions, the assembly has been confronted with several challenges of both internal and external character, necessitating adaptability and rule-setting. One key challenge is the continuous commitment required for attending meetings and carrying out the daily tasks, which relies entirely on voluntary engagement. The gradual decrease in engagement, reaching its peak in early 2018 and even threatening the park’s survival, prompted the core team to seek new forms of communication and involvement to attract more residents to use and engage with the space. (Arvanitidis & Papagiannitsis, 2020). The idea that emerged focused on addressing the lack of play-areas in the neighbourhood by transforming the park into a large playground that would appeal to families, parents, children and the elderly. This vision was realised through a successful crowdfunding campaign (Parko Navarinou Initative, 2018a) that used the moto “play, breath, discuss, blossom, reclaim, live” to convey the key functions of the park.
Another significant challenge, especially during the first years of the initiative, was external delinquent behaviour, including vandalism, drug trafficking, and problems with the police (Avdikos, 2011). After several negotiations, the assembly decided to install a fence around the park to improve the monitoring and maintenance of the space while still keeping it open to everyone during operational hours and activities.
Impact & Significance
Navarinou Park is considered to be a successful example of the bottom-up transformation of an urban void into an urban commons among scholarly discourses (Arvanitidis & Papagiannitsis, 2020; Daskalaki, 2018; Frezouli, 2016; pablodesoto, 2010). It not only provides environmental benefits delivered through high quality green spaces, along with a variety of social and cultural activities for the residents of Exarcheia but, most significantly, it has "motivated and empowered residents, offering a great sense of pride and providing incentives for enhancing social capital and social inclusion, community resilience, collective learning and action"(Daskalaki, 2018, p. 162). The park demonstrates a successful example of urban commons in continuous growth, where social capital and solidarity are the motivating goals that drive both collective management and the ability to overcome challenges over time:
“If there is one thing that motivates us to move forward, it is the impact of our endeavour not only in theory but in practice: in the constructive transformation of behaviours, awarenesses, practices and everyday lives. It is up to us to seize the new opportunities that open up before us. If we ourselves do not struggle to create the utopias we imagine, they will never exist”. (Parko Navarinou Initative, 2018a)
A.Pappa. ESR13
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Mason Place Apartments
Created on 11-12-2023
Mason Place is a permanent supportive housing development in the city of Fort Collins, Colorado, US, developed by Housing Catalyst, that uses trauma-informed design to create a safe and supportive environment for residents. It is a home to individuals who may have been suffered both short and long-term periods of homelessness while ten units are reserved for veterans (Housing Catalyst, 2021; Kimura, 2021). For over five decades, Housing Catalyst has been a cornerstone of the Northern Colorado community, unwavering in its commitment to providing accessible and affordable housing solutions. Through innovative, sustainable, and community-centric approaches, Housing Catalyst has developed and managed over 1,000 affordable homes, becoming the largest property manager in the region (Housing Catalyst, 2021). Housing Catalyst plays a pivotal role in administering housing assistance programs, serving thousands of residents each year. With a steadfast focus on families with children, seniors, individuals with disabilities, and those experiencing homelessness, Housing Catalyst tirelessly strives to make homeownership a reality for all (Housing Catalyst, 2021).
To create Mason Place, Housing Catalyst gave a new purpose to an old movie theatre by designing it with trauma survivors in mind. This resulted in a building with a skylighted atrium, large windows in units and common spaces, live plants, and wooden skirting board to create a calming environment. Case managers (on-site service assistants provided by the Homeward Alliance) worked with residents to develop and implement individualized plans to address their unique needs. This included assistance with finding employment, accessing healthcare, and securing permanent housing. Case managers also provided support and encouragement for residents to develop the skills and helped them to gain confidence (Homeward Alliance, 2021). David Rout, executive director of Homeward Alliance, said:
“When it comes to our community's ongoing effort to make homelessness rare, short-lived and non-recurring, developments like Mason Place are the gold standard. It will immediately provide dozens of our most vulnerable neighbors with a safe place to live and the supportive services they need to stay housed, healthy and happy” (Coloradoan, 2021).
Homeward Alliance, a non-profit organization that provides a continuum of care in Fort Collins, provided two case managers at Mason Place, who worked with individuals and families to develop plans to address their long-term needs, and to help residents with Activities of Daily Living (ADLs), such as using the bus system, proper personal hygiene, and cooking, as well as Instrumental Activities of Daily Living (IADLs), among them, accessing treatment for mental health issues, applying for a job, and obtaining healthcare benefits. In addition to case management, Homeward Alliance also provided a variety of support services, including mental health services, substance abuse treatment, employment services, and other needed care.
Affordability aspects
The affordability of housing has been a long-standing priority for the city of Fort Collins. As highlighted in the city plan (City of Fort Collins, 2023), and also in the housing strategic plan (City of Fort Collins, 2021), housing affordability is a key element of community liveability. The Transit-Oriented Development (TOD) overlay zones, such as the College/Mason corridor to the South Transit Center are used to encourage higher-density development in areas that are well-served by public transit. These zones typically have additional land use code standards, such as higher density requirements, mixed-use requirements, and pedestrian-friendly design standards. One of the provisions of the TOD is the allowance of one additional story of building height if the project qualifies as an affordable housing development and is south of Prospect Road. This allows the developer to build more units in exchange for 10% of the units overall being affordable to households earning 80% of Area Median Income (AMI) or less. This provision is designed to increase the supply of affordable housing in TOD areas, which are typically located near public transit and other amenities. By allowing developers to build more units in exchange for providing affordable housing, TOD areas become more accessible to lower-income residents. In addition to increasing the supply of affordable housing, TOD can also help to achieve other sustainability goals. For example, encouraging people to live in those areas helps to reduce vehicle miles travelled and air pollution. Overall, the TOD provision is a win-win for both developers and communities. It allows developers to build more units in desirable locations, and it helps to provide inclusive and affordable for all residents (City of Fort Collins, 2021).
As the community continues to grow, a significant portion of the population is struggling to afford stable and healthy housing. Nearly 60% of renters and 20% of homeowners are cost-burdened (City of Fort Collins, 2021)., meaning they spend more than 30% of their income on housing. Black, Indigenous, and People of Color (BIPOC) and low-income households are disproportionately affected by this issue, with lower homeownership rates, lower income levels, and higher rates of poverty (City of Fort Collins, 2021). The city facilitates affordable housing to promote mixed-income neighbourhoods and reduce concentrations of poverty. In 2018 Housing Catalyst submitted a funding application to the Colorado Housing and Finance Authority's Low Income Housing Credit programme and the construction started in 2019. Currently, Mason Place provides affordable housing, in form of low-income apartments, and coordinated services to help people stabilize their lives and move forward.
Housing Catalyst works closely together with the National Equity Fund, which is a nonprofit organization that delivers new and innovative financial solutions to expand the creation and preservation of affordable housing. According to the Fund, everyone deserves a safe and affordable place to live. Their vision is that all individuals and families must have access to stable, safe, and affordable homes that provide a foundation for them to reach their full potential (National Equity Fund, 2022). Mason Place houses the disabled and homeless, including military veterans earning up to 30 percent of the area median income, or about $16,150 for a single person.
A.Martin. ESR7
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Rural Studio
Created on 16-01-2024
“Theory and practice are not only interwoven with one’s culture but with the responsibility of shaping the environment, of breaking up social complacency, and challenging the power of the status quo.”
– Sambo Mockbee
Overview – The (Hi)Story of Rural Studio
Rural Studio is an off-campus, client-driven, design & build & place-based research studio located in the town of Newbern in Hale County in rural Alabama, and part of the curriculum of the School of Architecture, Planning and Landscape Architecture of Auburn University. It was first conceptualised by Samuel “Sambo” Mockbee and D.K. Ruth as both an answer to the lack of ethical backbone in architectural education and a critique on the separation of theory and practice illustrated through the curriculum (Freear et al., 2013; Jones & Card, 2011). Both of these reasons mirrored and reinforced the way architecture was practised in the professional world in the early 1990s when, following the dominance of post-modernism, US architects were more preoccupied with matters of aesthetics and style, rather than the social and environmental aspects of their work (Oppenheimer Dean, 2002). Mockbee and Ruth aspired to create a learning environment and shape a pedagogy where students would be introduced to a real-world setting, combining theory with hands-on work and at the same time inscribing incremental, positive change on the Hale County underserved communities.
This incremental change is enabled by three main factors: (1) Auburn University’s commitment to providing stable financial support to the studio, paired with the various sponsorships that the studio receives from individual benefactors, (2) the broad network of collaborations that have been established over the years including local governing officials, external professional experts and consultants, non-profit organisations, schools, and community groups, among others, and (3) the studio’s permanent presence -and the subsequent accountability this presence fosters- in Hale County.
Unlike most design-and-build activities and programmes that adopt a “live” approach (i.e. work with/alongside real stakeholders, in real settings), Rural Studio has continuously implemented various types of projects ranging from housing and parks to community activities (e.g. farming and cooking), with five completed projects per year in Newbern and the broader Hale County area since its launching in 1993 (Freear et al., 2013; Stagg & McGlohn, 2022).
Studio structure and learning objectives
Within the Rural Studio, there are two distinct design-and-build programmes addressing third-year and fifth-year undergraduate students. As currently designed, the third-year programme primarily focuses on sharpening technical skills and exploring the process of transitioning from paper to the building site. In contrast, the fifth-year programme places greater emphasis on the social and organizational aspects of a project. Students may opt to join the Rural Studio activities either once during their third of fifth year, or twice, after spending their first two years on campus and having acquired a solid foundation in the basic skills of an architect.
Third-year programme
The third-year programme accommodates up to 16 students per semester, inviting them to reside and work in Newbern on the construction of a wooden house using platform frame construction. Until 2009, the fall semester focused on design, from conception to technical details, while the spring semester concentrated on construction, culminating in the handover of the completed project to clients or future users. However, several issues called for a profound restructuring, such as the uneven distribution of skills (with students specializing in either design or construction, rarely both), a lack of a continuous knowledge transfer from past to current projects, and students’ limited experience in collaborating with larger teams.
In its current iteration, the third-year programme is dedicated to refining technical skills – such as understanding the structural and natural properties of wood- by implementing an already designed project in phases, while complementing this process with parallel modules on building a knowledge base(Freear et al., 2013; Rural Studio, n.d.).
Seminar in aspects of design – students delve deeper in the history of the built environment of the local context, as well as the international history of wooden buildings.
“Dessein” – in this furniture-making course, students focus heavily on sharpening their wood-working skills by recreating chairs designed by well-known modernist architects.
Fifth-year programme
The fifth-year programme consists of up to 12 students, organized into teams of four, who dedicate a full academic year on a community-focused design-and-build project. These projects, collaboratively chosen by the Rural Studio teaching team and local community representatives, ensure alignment with residents’ needs and programmatic suitability for future users. The programme is student-led, requiring participants to engage in client negotiations, manage financial and material resources, and navigate the local socio-political landscape, among other tasks. Projects can be either set up to be concluded within the nine-month academic year or compartmentalized into several phases, spanning several years. In case of the latter, students are invited to stay a second year, overseeing project progress or completion, if they wish, and become mentors to the next group of fifth-year students.
Curriculum and learning Outcomes
In the Rural studio, “students learn by researching, exploring, observing, questioning, drawing, critiquing, designing, and making” In the Rural studio, “students learn by researching, exploring, observing, questioning, drawing, critiquing, designing, and making” (Freear et al., 2013, p. 34). The annual schedules, or “drumbeats,” as they are called, serve to organise and frame the activities throughout each semester. These activities are designed to enhance the skills and knowledge of students, encompassing technical and practical aspects (such as workshops on building codes, structural engineering, graphic design, and woodworking), theoretical understanding (including lectures and idea exchange sessions with invited experts), and communication skills (involving community presentations and midterm reviews). These activities are conducted in a manner that fosters a team-building approach, with creative elements like the Halloween review conducted in fancy dress, and using food as a unifying element.
In terms of learning outcomes, there are four main categories identified*:
Analysis & Synthesis (researching, exploring, observing, questioning). Students learn how to identify, analyse and navigate the parameters that can influence a design-and-build process and lay out a course of action taking everything they have identified into account.
Design & Construction (drawing, designing, making). Students learn how to navigate a project from conception to construction, and develop a deep understanding of construction technologies, environmental and structural systems, as well as the necessary technical skills to perform relevant tasks.
Teamwork & Management (exploring, questioning, critiquing, designing, making). Students learn how to work in large teams, prioritise and allocate tasks, voice their opinion, negotiate, and manage human and material resources.
Ethos & Responsibility (observing, questioning, critiquing). Through place-based immersion in the local community over the span of 4 to 9 months, students get a deeper understanding of their own role and responsibility as architects within the local sustainable development, especially in contexts of crises, and learn how to trace and assess the socio-political, financial and environmental factors that influence a project’s lifespan.
*author’s own assessment and categorisation, based on relevant readings
Context of operations: Hale County, AL
Hale County, located in Alabama, is a black, working-class area and ranks as the second poorest county in the state (Oppenheimer Dean & Hursley, 2005). Historically, southern states like Alabama and Mississippi have been either the locus of an aestheticisation of the rural life and traditions of the past, especially in popular culture (Cox, 2011), or regarded as socially “backward”, marked by elevated levels of social tension, including discriminatory, racist and white supremacist attitudes (Bateman, 2023). Since the decline in cotton production, which began shortly after the American Civil War, Hale County has faced increasing precarity, with its the local economy heavily reliant on low-wage agricultural industries, like dairy. Given the predominant home-ownership culture in the USA and insufficient welfare safety-nets, the poorest members of communities like Hale County are grappling with urgent housing and living issues, resulting in a sizeable portion of the population facing homelessness or residing in precarious conditions, such as trailer parks (Freear et al., 2013).
Rural Studio provides students from other areas of Alabama and beyond, often hailing from middle-class families, with an opportunity to engage with and be exposed to the harsh realities of a version of the USA they may not have encountered or interacted with before.
Notable initiatives and projects
20k House
Initiated in 2005, the 20K House programme engage students in the creation of affordable housing prototypes tailored to the needs and financial capacity of prospective clients: 20,000 USD is the rough amount a minimum wage worker in the USA can receive as a mortgage. Beyond the immediate provision of housing, the programme aspires to draw academic interest in “well-designed houses for everyone” (Freear et al., 2013, p. 202). Additionally, the initiative incorporates post-occupancy evaluations as integral components of both the pedagogical approach and the continuous improvement of services provided to the local community.
Front Porch Initiative
Launched in 2019, this program revolves around the pressing issue of insufficient housing. Its primary goal is to establish an adaptable, scalable, and robust delivery system for high-quality, well-designed homes designated as real property. The design process takes into account the overall costs of homeownership over time, addressing specifically matters of well-being, efficiency and durability. (Rural Studio, n.d.; Stagg & McGlohn, 2022)
Rural Studio Farm
As part of the Newbern strategic plan, the Rural Studio Farm project seeks to immerse students in the realities of food production, exploring its social, cultural, financial, and environmental implications. Simultaneously, the project addresses the rapid decline in local food production in West Alabama (Freear et al., 2013; Rural Studio, n.d.).
E.Roussou. ESR9
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Flexwoningen Oosterdreef
Created on 09-02-2024
Background
The soaring housing shortage in the Netherlands has prompted national and local governments to come up with innovative solutions to cater for the ever-increasing demand. The Flexwonen model is a response to the need to provide homes quickly and to foster circularity and innovation in the construction sector. The model is crafted to meet the housing needs of people who cannot simply wait for the lengthy process of conventional housing developments or cannot afford to remain on the endless waiting list to be allocated a home.
Flexibility is its main characteristic. This is reflected not only in the design and construction features of the housing buildings, but also in the regulatory frameworks that make them possible. The faster the units are built and delivered, the greater the impact on people’s lives. This dynamic approach, which adapts to existing and evolving circumstances of homebuilding, relies on collaboration between stakeholders in the sector to streamline the procurement and building process. All of this is accompanied by an integrated approach to placemaking, exemplified by the partnership with a local social organisation, the involvement of a community builder, the provision of spaces for residents to interact and get to know each other, the project's target groups and the beneficiary selection process.
Flexwonen can have a significant impact on municipalities and regions that are severely affected by housing shortages, especially those lacking sufficient land and time to develop traditional housing projects. Due to its temporary nature, homes can be built on land that is not suitable for permanent housing. This streamlines the building process and allows the development of areas that are not currently suitable for housing, both in urban and peri-urban zones. After the initial site permit expires, the homes can be moved to another site and permanently placed there.
Recent developments in construction techniques and materials contribute to raising the aesthetic and quality standards of these projects to a level equivalent to that of permanent housing, as the case of Oosterdreef in Nieuw-Vennep demonstrates. Nevertheless, this model, propelled by the government in 2019 with the publication of the guide ‘Get started with flex-housing!’ and the ‘Temporary Housing Acceleration taskforce’ in 2022 (Druta & Fatemidokhtcharook, 2023), is still at an embryonic stage of development. The success of the initiative and its real impact, especially in the long term, remain to be seen.
Analogous housing projects have been carried out in other European countries, such as Germany, Italy, and France among others (See references section). Although their objectives and innovative aspects resonate with the ones of Flexwonen in the Netherlands, the nationwide scope of this model, sustained by the commitment and collaboration between national and local governments, social housing providers and contractors, is taking the effects of policy, building and design innovation to another level.
Involvement of stakeholders
The national government's aim to establish a more dynamic housing supply system, capable of adapting to local, regional or national demand trends in the short-term, has prompted municipalities like Haarlemmermeer to join forces with housing corporations. Together, they venture into the production of housing that can leverage site constraints while contributing to bridging the gap between supply and demand in the region.
Thanks to its innovative, flexible and collaborative nature, the Oosterdreef project was completed in less than a year after the first module was placed on the site. The land, which is owned by the municipality, is subject to environmental restrictions due to the noise pollution caused by its proximity to Schiphol airport, meaning that the construction of permanent housing was not feasible in the short term. Nevertheless, the pressing challenge of providing housing, especially for young people in the region, priced out by the private market, has led the municipality to collaborate with a housing corporation and an architecture firm. Together, they have developed a ‘Kavelpaspoort’ (plot passport), a document that significantly expedites the building process.
The plot passport is a comprehensive framework that summarises a series of requirements, restrictions, guidelines and details in a single document, developed in consultation with the various stakeholders involved. Its main purpose is to expedite the construction process. Its various benefits include helping to shorten the time it takes for the project to be approved by the relevant authorities, facilitating the selection of a suitable developer and contractors, and avoiding unforeseen issues during construction. The document is also an effective means of incorporating the voices of relevant stakeholders, including local residents before any work begins on the site. This ensures transparency and participatory decision-making. In Oosterdreef, Ymere, the housing corporation that manages the units, and FARO, the architecture firm commissioned with the design, played pivotal roles in drafting the document in collaboration with the municipality of Haarlemmermeer. Their main objective was to swiftly build houses using innovative construction techniques and to provide much-needed housing on a site that was underused due to land restrictions.
Project’s target groups and selection process
Perhaps one of the most compelling aspects of the model is the diverse group of people it intends to benefit. The target groups of Flexwonen vary according to context and needs, as the municipalities are in charge of establishing their priorities. In the case of Oosterdreef, Ymere and Haarlemmermeer aim for a social mix that not only contributes to solving the housing shortage in the region, but also supports the integration process of the status holders. The selection of status holders, i.e. asylum seekers who have received a residence permit and therefore cannot continue living in the reception centres, who would benefit from the scheme, was carried out in collaboration with the municipality and the housing corporation. As most of these residents did not previously live in the local area, as the central government determines the number of status holders that each municipality must accommodate, the social mix is attained by also including local residents. In this case, they were allocated a flat in the project based on a specific profile, as the flats were designed for single people. The project, which comprises 60 dwellings, is therefore deliberately divided to accommodate 30 of the above-mentioned status holders and 30 locals.
In addition, the group of locals was completed with emergency seekers (‘Spoed- zoekers’) and starters. The emphasis that the project's focus on this population swathe emphasises its social function. Emergency seekers are people who are unable to continue living in their homes due to severe hardship, including circumstances that severely affect their physical or mental well-being, and who are otherwise likely to be at risk of homelessness. This includes, for example, victims of domestic violence and eviction, but also people going through a life-changing situation such as divorce. On the other hand, starters, in this project between the ages of 23 and 28, refer to people who long to start on the housing ladder, e.g., recent graduates, young professionals, migrant workers and people who are unable to move from their parental home to independent living due to financial constraints.
Finally, local residents interested in the project were asked to submit a letter of motivation explaining how they would contribute to making Oosterdreef a thriving community, in addition to the usual documentation required as part of the process. Thus, a stated willingness to participate in the project was deemed more important than, for example, a place on the waiting list, demonstrating the commitment of the housing corporation and local authorities to creating a community and placemaking.
Innovative aspects of the housing design
Although this model has been applied to a range of buildings and contexts, from the temporary use of office space to the retrofitting of vacant residential buildings and the use of containers in its early stages of development (which has had a significant bearing on the stigmatisation of the model), one of the most notable features of the government's current approach to scaling up and accelerating the model is its support for the development of innovative construction techniques. The use of factory-built production methods such as prefabricated construction in the form of modules that are later transported to the site to be assembled could help to establish the model as a fully-fledged segment of the housing sector. An example of this is Homes Factory, a 3D module factory based in Breda, which was chosen as the contractor. Prefab construction not only significantly reduces the construction phases, but also makes it easier to relocate the houses when the licence expires after 15 years, which contributes to its flexibility.
The architecture firm FARO played a crucial role in shaping the plot passport, which incorporated details on the design and layout of the scheme. The objective was to encourage social interaction through shared indoor and outdoor spaces, organized around two courtyards. These courtyards are partially enclosed by two- and three-storey blocks, featuring deck access with wider-than-usual galleries with benches that offer additional space for the inhabitants to linger. Additionally, facilities such as letterboxes, entrance areas, waste collection points, and covered bicycle parking spaces were strategically placed to foster spontaneous encounters between neighbours. Some spaces, such as the courtyards, were intentionally left unfinished to encourage and enable residents to determine the function that best suits them. This provides an opportunity for residents to get to know each other, integrate, and cultivate a sense of belonging.
Within the blocks, the prefab modules consist of two different housing typologies of 32 m2 and 37 m2. One of these units on the ground floor was left unoccupied to be used as a common indoor space. The ‘Huiskamer’ or living room according to its English translation, is strategically located at the heart of the scheme, adjacent to the mailboxes and bicycle parking space. Besides serving as a place for everyone to meet and hold events, it is the place where a community builder interacts and works with the residents on-site.
Construction and energy performance characteristics
The environmental sustainability of the building was at the top of the project's priorities. Off-site construction methods offer several advantages over traditional techniques, including reduced waste due to precise manufacturing at the factory, efficient material transport, less on-site disruption, shorter construction times and the reusability and circularity of the materials and the units themselves. The choice of bamboo for the façades also contributes to the project's sustainability. Bamboo is a highly renewable and fast-growing material compared to traditional timber, with a low carbon footprint as it absorbs CO2 during growth (linked to embodied carbon). It also has energy-efficient properties, such as good thermal regulation, which leads to lower energy consumption (operational carbon). This is complemented by a heat pump system and solar panels on the roofs of the buildings.
“The only thing that is not permanent is the site”
This sentiment was shared by many, if not all, individuals involved in the project whom I had the opportunity to interview for this case study. The design qualities of the project meet the standards expected for permanent housing. One of the main challenges faced by projects of this type is the perception, increasingly erroneous, that their temporary nature implies lower quality compared to permanent housing.
In this case, the houses were designed and conceived as permanent dwellings, the temporary aspect is only linked to the site. When the 15-year licence expires, the homes will be relocated to another location where they can potentially become permanent. They can also be reassembled in a different configuration if required, a possibility granted by the modular design of the dwellings.
Integration with the community
The residents were selected with the expectation that they would contribute to building a community and support the permit-holders to better adapt and integrate into the local community and surroundings. Ymere, together with a local social organisation, helps new residents in this process of integration. During the first two years following the completion of the construction phase, concurrent with tenants moving into their new homes, an on-site community builder works with residents to help them forge the social ties that will enable the development of a cohesive and thriving community. The community builder has organised a range of social activities and initiatives in collaboration with the residents in the shared spaces. These include piano lessons, communal meals, sporting activities and ‘de Weggeefkast’, or the giveaway cupboard, a communal pantry aimed at fostering a sense of neighbourly sharing and cooperation.
L.Ricaurte. ESR15
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Lleialtat Santsenca Civic Centre
Created on 18-10-2024
La Lleialtat Santsenca is a community managed municipal facility aiming to the promotion of culture, neighbourhood and cooperation. The space aspires to be a place of reference in the neighbourhood, hosting initiatives and activities open to everyone that promote community life through participation, strengthening the social bonds and creating networks and partnerships (La LLeialtat Santsenca, n.d.).
The historic context
The original building, designed by the architect Josep Alemany i Juvé, was constructed in 1928 to host the Cooperativa Obrera La Lleialtat Santsenca, which was founded in 1891 and was one of the oldest working-class cooperatives in the neighbourhood of Sants. The building embodied the spirit of solidarity among the working class and became a hub for social exchange and socio-political activity, housing a food shop, a bakery, a café, a boardroom, small theatre and library, along with storerooms and administrative offices. (From Workers’ Cooperative to Civic Center, the Lleialtat Santsenca Building in Barcelona, n.d.).
During Franco’s regime, the building was expropriated and reopened in 1941 under Falangist management. In 1950 the cooperative was merged with another cooperative called La Flor de Maig and the building was used as a nougat factory -on the ground floor- and dance hall called Bahia -on the first floor-, becoming a musical landmark for the entire city of Barcelona during the 50s and 60s before eventually shut down by the Barcelona City Council in 1988. In December 2009, after years of abandonment, the building was reclaimed by sixty neighbourhood entities, who came together to recover it as a public asset (Somerville, 2020).
The coordination of the neighbourhood groups to reclaim this heritage asset occurred as a result of a long tradition of grassroot movements against urban regeneration plans, especially mobilised in the neighbourhood of Sants, such as the “Save Sants” in the 1970s (originally referred to as “Salvem Sants”). The 2008 crisis yield a renewed wave significantly directed towards the topic of alternative economies through neighbourhood-based associativism (Somerville, 2020). In this breeding context, the neighbourhood of Sants retained a very active character, aiming to recover iconic, often industrial sites of heritage back to public use and social benefit, reviving the original principles of support and solidarity of the working-class populations.
The building renovation
In 2012, BIMSA (Barcelona d’Infraesreuctures Municipals) launched a competition for the renovation of the building, that was won by the architectural studio H-Arquitectes. The renovation was based on three fundamental principles: highlighting the historic value of Lleialtat Santsenca; maintaining and reusing the maximum possible original building and materials; and embracing the collaborative processes driven by neighbourhood organisations of reclaiming and recovering the building. The restoration involved demolishing unusable elements while preserving structural bodies, creating a large central atrium for light, ventilation and visibility and incorporating features for sustainability, such as passive climate control, solar capture and minimal mechanical air conditioning. (Centre Cívic Lleialtat Santsenca 1214 - H ARQUITECTES, n.d.).
The legal context
Along with a very active social movement towards associativism, Barcelona has a well-established history of public facilities managed by citizens’ associations. This has been facilitated through public-community collaboration that are established and protected by Article 43 of the “Carta Municipal de Barcelona” which states that:
“Non-profit citizen entities, organizations, and civic associations may exercise municipal competencies or participate on behalf of the City Council in the management of services or facilities whose ownership belongs to other public administrations. The civic management of municipal competencies can be used for activities and services that can be managed indirectly, is always voluntary and not-for-profit, and is awarded by public tender when there are several entities or organizations with identical or similar characteristics.” (Diari Oficial de La Generalitat de Catalunya, Carta Municipal de Barcelona, 1999, p. 219).
The principle of civic management has been further strengthened by the creation of networks of associations throughout Barcelona, such as the Plataforma de Gestió Ciutadana[1], which since 2009 is committed to protect and promote all the associations that manage or aspire to get involved in the management of a public facility. Another network of community-managed spaces is Xarxa D’espais Comunitaris (XEC) that coordinates different projects to promote transparency and mutual support through generating meeting points, training and self-organisation (XES - XEC, n.d.).
The community management
Within this context, the space is managed by a nonprofit organisation, called Coordinadora d’Entitats per la Lleialtat Santsenca, consisted of neighbours, associations and collectives of Sants that share the values of cooperation, community action, respect and freedom. The sixty neighbourhood collectives are incorporated according to their scope in three lines of action: neighbourhood, culture and cooperation. The management model follows a democratic and transparent structure that consists of the Fòrum de la Lleialtat, a collective decision-making tool open to all neighbours and local organisations that wish to participate, as well as operating commissions responsible for community action, economic management, technological support, programming, communication and memory (La LLeialtat Santsenca, n.d.).
The services
Lleialtat functions as a community center, offering various services organised from and in response to local needs. To begin with, the space itself is offered to neighbourhood collectives, either for regular use, in the annual cost of 50€, or for the organisation of special events, such as gatherings, celebrations and concerts, in an affordable cost. The flexibility and adaptability of the space makes it suitable to accommodate any kind of activity. The available spaces offered to the collectives include open-plan and multi-purpose rooms equipped with sound protection, seating and tables, lighting and presentation equipment; a big atrium that serves as an exhibition space as well as the seating area of the Lleialtat café; meeting rooms; a computer room; an auditorium; a terrace; a dance room; (La Lleialtat Santsenca, 2020) and a sustainable mobility vehicle (La LLeialtat Santsenca, n.d.).
As far as the individual neighbours are concerned, the space offers a café, a computer support space, a bank of resources, as well as the daily program organised by the collectives, such as art classes, theatre courses, dance lessons, guided tours, exhibitions and presentations, along with projects for sustainable consumption (La LLeialtat Santsenca, n.d.).
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[1] See https://casaorlandai.cat/lassociacio/gestio-ciutadana/plataforma-de-gestio-ciutadana/
A.Pappa. ESR13
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York's Duncombe Square Housing: Towards Affordability, Sustainability, and Healthier Living
Created on 15-11-2024
Strengthening Construction Quality and Knowledge Sharing
The City of York's procurement strategy for the Duncombe Square project, as well as other housing sites across the city, focused on two key objectives: ensuring high-quality construction and facilitating knowledge exchange about sustainable building practices. These objectives exemplify the council's commitment to its housing delivery programme.
To achieve housing quality, the council engaged a multidisciplinary design team led by the esteemed architect Mikhail Riches, known for his work on Norwich Goldsmith Street and association with the Passivhaus Trust. This team was supported by RICS-accredited project managers, clerks of work, and valuers to uphold stringent standards.
The project used two complementary approaches to improve the construction and delivery of large-scale Passivhaus projects in the UK. The first approach involved training to advance sustainable construction skills for existing staff, new hires, and students aged 14 to 19, led by the main contractor, Caddick Construction (Passivhaus Trust, 2022). The second approach is sharing knowledge with a broader audience by organising multiple tours during the different construction phases. These tours were designed for developers, architects, researchers, and housing professionals. They showcased Duncombe Square as an open case study, allowing industry peers to learn from and engage directly with project and site managers, reinforcing the project's role as a model for York’s Housing Delivery Programme.
Duncombe Square Housing Design
The design principles of the Duncombe Square project aim to integrate functionality and encourage healthy and sustainable lifestyles. The principles embody the essence of Passivhaus design while ensuring aesthetic appeal. It features low-rise, high-density terraced housing to optimise land use and foster a sense of community. The terraces are strategically positioned close together to maximise solar gain during the winter hours of sunlight, ensuring compliance with the rigorous Passivhaus standards while accommodating a maximum number of residences. The design ensures that each home benefits from natural light and heat while aligning with the Passivhaus energy efficiency and ventilation principles.
The facade design and colour scheme connect with the local architectural identity of traditional Victorian terraces, with a modern twist that cares for indoor environmental quality. It features high ceilings, thick insulated walls, and a fully airtight construction. The design incorporates traditional materials such as brick, enhanced by modern touches of render and timber shingles that blend harmoniously with the local surroundings.
The site plan design reflects a neighbourhood concept that extends beyond the energy-efficient and modern appearance of the houses. Duncombe is designed as a child-friendly neighbourhood, prioritising walking and cycling with dedicated cycle parking for each home. Vehicle parking and circulation are situated along the site's perimeter, ensuring paths are exclusively for pedestrians and play areas. Additionally, shared 'ginnels' provide bike access, enhancing mobility and creating safe play areas for children. This emphasis on pedestrian access enhances community interaction and outdoor activities. The thoughtful landscaping incorporates generous green open spaces at the development's core, complemented by communal growing beds and private planters. These features are intended to be aesthetically pleasing while also encouraging community engagement.
A Construction Adventure
For the main contractor, Caddick Construction, this project represents a distinctive adventure - from procurement to construction to Passivhaus standards - that deviates from traditional British construction practices. Recent UK housing developments often employ "Design and Build" contracts, where the contractor assumes primary responsibility for designing and constructing the project. However, the architects led the design process in this case, necessitating frequent collaborative meetings to discuss detailed execution plans.
During a site visit to the project site in York in September 2023, the contractor’s site manager explained the challenges of constructing and applying Passivhaus standards on a large scale. Unlike traditional construction, Passivhaus demands meticulous attention to detail to ensure robust airtightness of the building envelope. Moreover, building to these standards involves sending progress images to a Passivhaus certifier, who verifies that each construction step meets the rigorous criteria before approving further progress.
The chosen construction method for this project is off-site timber frame construction combined with brick and roughcast render. Prefabricated timber frames mitigate risks for contractors and expedite the construction process. The homes' superstructure employs timber frame technology, ensuring durability and longevity.
A key priority in the construction process is preventing heat loss and moisture infiltration. This involves:
Envelope Insulation: Airtightness is crucial for minimising heat loss. Therefore, the façade installation included airtight boards, tapes, membranes, timber frame insulation, and triple-glazed windows. Indoor airtightness is tested at least four times throughout the construction process to guarantee that residents will live in an airtight house.
Foundation and Floor Insulation: Three layers of insulation between the floor finishing and foundation prevent heat loss, enhance thermal efficiency, and control moisture penetration, protecting against groundwater leakage.
Households’ Health and Wellbeing
Households' health and wellbeing are foundational pillars in the development of the Duncombe Square project. In addition to the robust energy efficiency benefits of Passivhaus standards, this initiative underscores high indoor air quality through Mechanical Ventilation with Heat Recovery (MVHR) units, which improve air quality and help mitigate issues like dampness and mould in airtight houses. To improve outdoor air quality, the design strategically reduces car usage by fostering a pedestrian-friendly environment with expansive green pathways that purify air and encourage outdoor activities. Amenities such as bike sheds with electric charging points and communal "cargo bikes" are also included.
Central to the project is a vibrant communal green space that facilitates relaxation, play, and social interactions—vital for mental and physical health. The scheme enhances residents' wellbeing by ensuring proximity to local amenities, promoting a healthier, more active lifestyle without reliance on vehicles. Extensive pedestrian and cycling paths, alongside wheelchair-friendly features, highlight the project's commitment to inclusivity and a healthy living environment. The design harmoniously integrates with local architecture and includes public amenity spaces that prioritise safe, child-friendly areas and places for social gatherings, fostering a strong community spirit.
When compared with the framework for sustainable housing focusing on health and wellbeing developed by Prochorskaite et al., (2016), the Duncombe project excels in incorporating features such as energy efficiency, thermal comfort, indoor air quality, noise prevention, daylight availability, and moisture control. Moreover, it emphasises accessible, quality public green spaces, attractive external views, and facilities encouraging social interaction and environmentally sustainable behaviours. Its compact neighbourhood design, sustainable transportation solutions, proximity to amenities, consideration of environmentally friendly construction materials, and efforts to reduce greenhouse gas emissions perfectly encapsulate the framework's objectives for providing sustainable housing focused on health and wellbeing.
Affordability
From a housing provider's perspective, the delivery team faced challenges in achieving a net-zero and Passivhaus standard that is affordable and scalable for large housing developments. For instance, construction costs are subject to pricing risks as contractors raise their prices amid market uncertainties, thereby increasing overall project expenses. Integrating Passivhaus principles is believed to have helped control these costs by simplifying building forms and reducing unnecessary complexities.
Residents' housing affordability is expected to be positively influenced by three key factors: tenure distribution, adherence to Passivhaus standards, and the development's central location. The tenure distribution includes 20% of units for social rent and 40% for shared ownership, offering affordable options for both renters and prospective homeowners. Passivhaus standards further reduce costs by lowering energy consumption through features like PV panels and energy-efficient air-source heat pumps, earning the development an A rating for energy performance and cutting utility bills for residents. Additionally, the central location decreases mobility-related expenses, with easy access to local amenities reducing the need for car use. Together, these factors help promote a sustainable lifestyle and lower overall living costs for residents.
Sustainability: Environmental, Social, and Economic Lens
Environmental sustainability involves two key aspects: (1) reducing resource consumption and (2) minimising emissions during use (Andersen et al., 2020). Duncombe Square's initiatives to reduce resource consumption include:
The dwelling's superstructure utilises low-carbon materials, such as FSC (Forest Steward Council) certified timber framing, which ensures it is sourced from sustainable forestry.
Using recycled newspaper for insulation to minimise environmental impact.
Monitoring the embodied energy of construction materials, including accounting for the energy used in their extraction, production, and transportation.
Sourcing 70% of subcontractors and supplies within 30 miles of the site, as per Passivhaus Trust guidelines, to reduce emissions from long-distance transportation.
To minimise environmental impact during use, the project incorporates:
Air-source heat pumps for heating and solar PV panels on roofs, enabling net-zero carbon energy usage.
Water butts for collecting rainwater for gardening purposes.
Permeable surfaces, rain gardens, and Sustainable Urban Drainage Systems (SUDS) to reduce surface runoff in public areas.
Economic sustainability is at the forefront of providing affordable, energy-efficient dwellings that do not impose long-term financial burdens on residents. The project offers affordable dwellings in terms of housing costs, non-housing costs, and housing quality. It also contributes to the broader economy by promoting sustainable building practices and creating future jobs through on-site training programmes. Caddick Construction prioritises the local sourcing of subcontractors and suppliers within 30 miles of the site, thereby reducing transportation costs and supporting the local economy.
Social sustainability is integral to the project, featuring designs that promote community interaction and provide safe, accessible outdoor spaces. The development includes communal green spaces, such as plant-growing areas and a central green space for natural play, enhancing residents' quality of life. Prioritising pedestrian pathways and extensive cycle storage encourages a shift towards sustainable transport options, reducing reliance on cars and promoting healthier, more active lifestyles.
A.Elghandour. ESR4
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