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Elghandour, A. (2023, June). Affordability-led decisions impacting households' health and economic wellbeing - A transdisciplinary perspective. In Schweiker, M. et al. (Eds.), Proceedings of Healthy Buildings 2023 Europe (pp. 482-484). Aachen, Germany.

https://www.ukaachen.de/kliniken-institute/hb2023-europe/about/welcome-to-hb2023-europe/

Posted on 11-06-2023

Household health and wellbeing (H+W) is one of the most important determinants of public health. In the UK, the impact of poor housing costs the National Health Service (NHS) over £1 billion a year. In times of economic challenge, these pressures can increase. On the one hand, low- and low-to-middle-income communities may sacrifice their standard of living to reduce spending. On the other hand, with the housing crisis, there is a risk that unfit properties will be deemed affordable, overlooking aspects of H+W.

Design can play a key role through the decisions made at the design development stages, therefore helping to reduce these pressures on the public sector and remove potential risks. For example, decisions on parameters of the size, position and material of windows affect daylight and noise levels, connectedness with nature, and the residents' sense of privacy, the lack of which have been linked to mental health symptoms in Europe, according to the World Health Organization (WHO). These parameters also influence ventilation and thermal comfort and therefore correlate with mould growth and respiratory illnesses. So far, the literature on the impact of design on household H+W is fragmented when it comes to guiding the design process of affordable homes.

Moreover, there is a lack of a comprehensive perspective on the design of healthy homes that promote wellbeing and yet are affordable. Therefore, this study will take a transdisciplinary approach to promote mutual learning between housing stakeholders engaged in the design and affordability of housing, and the health and wellbeing of households, in order to inform the study. This approach aims to explore and map existing knowledge to demonstrate the potential contribution of designers to the H+W of household members. To this end, an extensive literature review and interviews with stakeholders from the health and housing sectors will be conducted. This would enable the development of a design taxonomy for household H+W, to provide an effective tool for designers to prioritize the household H+W and support their decision-making during the design process.

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Affordability

Housing Affordability

Life Cycle Costing

Measuring Housing Affordability

Social Sustainability

Transdisciplinarity

Area: Design, planning and building

Affordability is defined as the state of being cheap enough for people to be able to buy (Combley, 2011). Applied to housing, affordability, housing unaffordability and the mounting housing affordability crisis, are concepts that have come to the fore, especially in the contexts of free-market economies and housing systems led by private initiatives, due to the spiralling house prices that residents of major urban agglomerations across the world have experienced in recent years (Galster & Ok Lee, 2021). Notwithstanding, the seeming simplicity of the concept, the definition of housing affordability can vary depending on the context and approach to the issue, rendering its applicability in practice difficult. Likewise, its measurement implies a multidimensional and multi-disciplinary lens (Haffner & Hulse, 2021). One definition widely referred to of housing affordability is the one provided by Maclennan and Williams (1990, p.9): “‘Affordability’ is concerned with securing some given standard of housing (or different standards) at a price or a rent which does not impose, in the eyes of some third party (usually government) an unreasonable burden on household incomes”. Hence, the maximum expenditure a household should pay for housing is no more than 30% of its income (Paris, 2006). Otherwise, housing is deemed unaffordable. This measure of affordability reduces a complex issue to a simple calculation of the rent-to-income ratio or house-price-to-income ratio. In reality, a plethora of variables can affect affordability and should be considered when assessing it holistically, especially when judging what is acceptable or not in the context of specific individual and societal norms (see Haffner & Hulse, 2021; Hancock, 1993). Other approaches to measure housing affordability consider how much ‘non-housing’ expenditures are unattended after paying for housing. Whether this residual income is not sufficient to adequately cover other household’s needs, then there is an affordability problem (Stone, 2006). These approaches also distinguish between “purchase affordability” (the ability to borrow funds to purchase a house) and “repayment affordability” (the ability to afford housing finance repayments) (Bieri, 2014). Furthermore, housing production and, ultimately affordability, rely upon demand and supply factors that affect both the developers and home buyers. On the supply side, aspects such as the cost of land, high construction costs, stiff land-use regulations, and zoning codes have a crucial role in determining the ultimate price of housing (Paris, 2006). Likewise, on the policy side, insufficient government subsidies and lengthy approval processes may deter smaller developers from embarking on new projects. On the other hand, the demand for affordable housing keeps increasing alongside the prices, which remain high, as a consequence of the, sometimes deliberate incapacity of the construction sector to meet the consumers' needs (Halligan, 2021). Similarly, the difficulty of decreasing household expenditures while increasing incomes exacerbates the unaffordability of housing (Anacker, 2019). In the end, as more recent scholarship has pointed out (see Haffner & Hulse, 2021; Mulliner & Maliene, 2014), the issue of housing affordability has complex implications that go beyond the purely economic or financial ones. The authors argue that it has a direct impact on the quality of life and well-being of the affected and their relationship with the city, and thus, it requires a multidimensional assessment. Urban and spatial inequalities in the access to city services and resources, gentrification, segregation, fuel and commuting poverty, and suburbanisation are amongst its most notorious consequences. Brysch and Czischke, for example, found through a comparative analysis of 16 collaborative housing projects in Europe that affordability was increased by “strategic design decisions and self-organised activities aiming to reduce building costs” (2021, p.18). This demonstrates that there is a great potential for design and urban planning tools and mechanisms to contribute to the generation of innovative solutions to enable housing affordability considering all the dimensions involved, i.e., spatial, urban, social and economic. Examples range from public-private partnerships, new materials and building techniques, alternative housing schemes and tenure models (e.g., cohousing, housing cooperatives, Community Land Trusts, ‘Baugruppen’), to efficient interior design, (e.g., flexible design, design by layers[1]). Considering affordability from a design point of view can activate different levers to catalyse and bring forward housing solutions for cities; and stakeholders such as socially engaged real estate developers, policymakers, and municipal authorities have a decisive stake in creating an adequate environment for fostering, producing and delivering sustainable and affordable housing.   [1] (see Brand, 1995; Schneider & Till, 2007)

Created on 03-06-2022

Author: L.Ricaurte (ESR15)

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Area: Policy and financing

Housing is usually deemed unaffordable when it consumes more than a set percentage of a household's monthly income. The Eurostat (2022) and the OECD (Chung et al., 2018) follow this threshold approach and define households overburdened with housing costs as those that spend more than 40% of their disposable income on housing. However, this indicator fails to capture financial hardship, particularly among lower-income households. In fact, lower-income households may be spending less than 40% of their income on housing and yet failing to meet adequate consumption levels for other goods. As a response, the residual income approach ascertains housing (un)affordability by defining a minimum level of consumption for a set of goods according to particular household types. The residual income approach builds on consumption data to define the minimum level of income necessary for a household to survive after housing costs. The main shortcoming of this approach is that relies on subjective measures of what constitutes the necessary minimal expenses for a household. These two definitions of affordability navigate two tensions 1) between housing and other types of consumption and 2) between the individual conceptions of what is affordable and what the government considers to be affordable (Haffner & Hulse, 2021). More recently, scholars have emphasized the multi-faceted nature of affordability to include commuting and transport costs together with energy costs (Haffner & Boumeester, 2010). Other approaches focus on supply-side measures, for instance on the share of the housing stock that a household can afford (Chung et al., 2018). Evolutions in the measurement of affordability bear witness to the complexity of housing systems. Affordability is not only dependent on housing consumption but also on housing supply, particularly in inelastic markets where providers have considerable power, see for example Kunovac & Zilic (2021). At the same time, displacement pressures and rising energy costs in an older and inefficient stock add pressure on households to access affordable housing.

Created on 21-04-2023

Author: A.Fernandez (ESR12), M.Haffner (Supervisor)

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Area: Design, planning and building

Housing can be perceived as consisting of two inseparable components: the product and the process. The product refers to the building as a physical artefact, and the process encompasses the activities required to create and manage this artefact in the long term (Turner, 1972), as cited in (Brysch & Czischke, 2021). Affordability is understood as the capability to purchase and maintain something long-term while remaining convenient for the beneficiary's resources and needs (Bogdon & Can, 1997). Housing Affordability is commonly explained as the ratio between rent and household income (Hulchanski, 1995). However, Stone (2006, p.2) proposed a broader definition of housing affordability to associate it with households' social experience and financial stability as: "An expression of the social and material experiences of people, constituted as households, in relation to their individual housing situations", ….. "Affordability expresses the challenge each household faces in balancing the cost of its actual or potential housing, on the one hand, and its non-housing expenditures, on the other, within the constraints of its income." Housing costs signify initial and periodic payments such as rent or mortgages in the case of  homeowners, housing insurance, housing taxes, and so on. On the other hand, non-housing costs include utility charges resulting from household usage, such as energy and water, as well as schools, health, and transportation (AHC, 2019; Ezennia & Hoskara, 2019). Therefore, housing affordability needs to reflect the household's capability to balance current and future costs to afford a house while maintaining other basic expenses without experiencing any financial hardship (Ezennia & Hoskara, 2019). Two close terminologies to housing affordability are  “affordable housing” and “affordability of housing”. Affordable housing is frequently mentioned in government support schemes to refer to the housing crisis and associated financial hardship. In England, affordable housing is still concerned with its financial attainability, as stated in the UK Government's official glossaries: "Housing for sale or rent, for those whose needs are not met by the market (including housing that provides a subsidised route to home ownership and/or is for essential local workers)", while also complying with other themes that maintain the affordability of housing prices in terms of rent or homeownership (Department for Levelling Up Housing and Communities, 2019). The affordability of housing, on the other hand, refers to a broader focus on the affordability of the entire housing market, whereas housing affordability specifically refers to the ability of individuals or households to afford housing. In the literature, however, the term “affordability of housing” is frequently used interchangeably with “housing affordability,” despite their differences (Robinson et al., 2006). The "affordability of housing" concerns housing as a sector in a particular region, market or residential area. It can correlate affordability with population satisfaction, accommodation types and household compositions to alert local authorities of issues such as homelessness (Kneebone & Wilkins, 2016; Emma Mulliner et al., 2013; OECD, 2021). That is why the OECD defined it as "the capacity of a country to deliver good quality housing at an accessible price for all" (OECD, n.d.). Short-term and long-term affordability are two concepts for policymakers to perceive housing affordability holistically. Short-term affordability is "concerned with financial access to a dwelling based on out-of-pocket expenses", and long-term affordability is " about the costs attributed to housing consumption" (Haffner & Heylen, 2011, p.607). The costs of housing consumption, also known as user costs, do not pertain to the monthly utility bills paid by users, but rather to the cost associated with consuming the dwelling as a housing service  (Haffner & Heylen, 2011). “Housing quality” and “housing sustainability” are crucial aspects of housing affordability, broadening its scope beyond the narrow economic perspective within the housing sector. Housing affordability needs to consider "a standard for housing quality" and "a standard of reasonableness for the price of housing consumption in relation to income" (p. 609) (Haffner & Heylen, 2011). In addition, housing affordability requires an inclusive aggregation and a transdisciplinary perspective of sustainability concerning its economic, social, and environmental facets (Ezennia & Hoskara, 2019; Perera, 2017; Salama, 2011). Shared concerns extend across the domains of housing quality, sustainability, and affordability, exhibiting intricate interrelations among them that require examination. For instance, housing quality encompasses three levels of consideration: (1) the dwelling itself as a physically built environment, (2) the household attitudes and behaviours, and (3) the surroundings, encompassing the community, neighbourhood, region, nation, and extending to global circumstances (Keall et al., 2010). On the other hand, housing sustainability embraces the triad of economic, social, and environmental aspects. The shared problems among the three domains encompass critical aspects such as health and wellbeing, fuel poverty and costly long-term maintenance  proximity to workplaces and amenities, as well as the impact of climate. Health and wellbeing Inequalities in health and wellbeing pose a significant risk to social sustainability, mainly in conditions where affordable dwellings are of poor quality. In contrast, such conditions extend the affordability problem posing increased risks to poor households harming their health, wellbeing and productivity (Garnham et al., 2022; Hick et al., 2022; Leviten-Reid et al., 2020). An illustrative example emerged during the COVID-19 pandemic, where individuals residing in unsafe and poor-quality houses faced higher rates of virus transmission and mortality (Housing Europe, 2021; OECD, 2020). Hence, addressing housing affordability necessitates recognising it as a mutually dependent relationship between housing quality and individuals (Stone, 2006). Fuel poverty and costly long-term maintenance Affordable houses of poor quality pose risks of fuel poverty and costly long-term maintenance. This risk makes them economically unsustainable. For example, good quality entails the home being energy efficient to mitigate fuel poverty. However, it might become unaffordable to heat the dwelling after paying housing costs because of its poor quality (Stone et al., 2011). Thus, affordability needs to consider potential fluctuations in non-housing prices, such as energy bills (AHC, 2019; Smith, 2007). Poor quality also can emerge from decisions made during the design and construction stages. For example, housing providers may prioritise reducing construction costs by using low-quality and less expensive materials or equipment that may lead to costly recurring maintenance and running costs over time (Emekci, 2021). Proximity to work and amenities The proximity to workplaces and amenities influences housing quality and has an impact on economic and environmental sustainability. From a financial perspective, Disney (2006) defines affordable housing as "an adequate basic standard that provides reasonable access to work opportunities and community services, and that is available at a cost which does not cause substantial hardship to the occupants". Relocating to deprived areas far from work opportunities, essential amenities, and community services will not make housing affordable (Leviten-Reid et al., 2020). Commuting to a distant workplace also incurs environmental costs. Research shows that reduced commuting significantly decreases gas emissions (Sutton-Parker, 2021). Therefore, ensuring involves careful planning when selecting housing locations, considering their impact on economic and environmental sustainability (EK Mulliner & Maliene, 2012). Moreover, design practices can contribute by providing adaptability and flexibility, enabling dwellers to work from home and generate income (Shehayeb & Kellett, 2011). Climate change's mutual impact Climate change can pose risks to housing affordability and, conversely, housing affordability can impact climate change. A house cannot be considered "affordable" if its construction and operation result in adverse environmental impacts contributing to increased CO2 emissions or climate change (Haidar & Bahammam, 2021; Salama, 2011). For a house to be environmentally sustainable, it must be low-carbon, energy-efficient, water-efficient, and climate-resilient (Holmes et al., 2019). This entails adopting strategies such as incorporating eco-friendly materials, utilizing renewable energy sources, improving energy efficiency, and implementing sustainable water management systems (Petrović et al., 2021). However, implementing these measures requires funding initiatives to support the upfront costs, leading to long-term household savings (Holmes et al., 2019). Principio del formulario Furthermore,  when houses lack quality and climate resilience, they become unaffordable. Households bear high energy costs, especially during extreme weather conditions such as heatwaves or cold spells (Holmes et al., 2019). Issues like cold homes and fuel poverty in the UK contribute to excess winter deaths (Lee et al., 2022). In this context, climate change can adversely affect families, impacting their financial well-being and health, thereby exacerbating housing affordability challenges beyond mere rent-to-income ratios.    

Created on 17-10-2023

Author: A.Elghandour (ESR4), K.Hadjri (Supervisor)

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Area: Design, planning and building

Life Cycle Costing (LCC) is a method used to estimate the overall cost of a building during its different life cycle stages, whether from cradle to grave or within a predetermined timeframe (Nucci et al., 2016; Wouterszoon Jansen et al., 2020). The Standardised Method of Life Cycle Costing (SMLCC) identifies LCC in line with the International Standard ISO 15686-5:2008 as "Methodology for the systematic economic evaluation of life cycle costs over a period of analysis, as defined in the agreed scope." (RICS, 2016). This evaluation can provide a useful breakdown of all costs associated with designing, constructing, operating, maintaining and disposing of this building (Dwaikat & Ali, 2018). Life cycle costs of an asset can be divided into two categories: (1) Initial costs, which are all the costs incurred before the occupation of the house, such as capital investment costs, purchase costs, and construction and installation costs (Goh & Sun, 2016; Kubba, 2010); (2) Future costs, which are those that occur after the occupancy phase of the dwelling. The future costs may involve operational costs, maintenance, occupancy and capital replacement (RICS, 2016). They may also include financing, resale, salvage, and end-of-life costs (Karatas & El-Rayes, 2014; Kubba, 2010; Rad et al., 2021). The costs to be included in a LCC analysis vary depending on its objective, scope and time period. Both the LCC objective and scope also determine whether the assessment will be conducted for the whole building, or for a certain building component or equipment (Liu & Qian, 2019; RICS, 2016). When LCC combines initial and future costs, it needs to consider the time value of money (Islam et al., 2015; Korpi & Ala-Risku, 2008). To do so, future costs need to be discounted to present value using what is known as "Discount Rate" (Islam et al., 2015; Korpi & Ala-Risku, 2008). LCC responds to the needs of the Architectural Engineering Construction (AEC) industry to recognise that value on the long term, as opposed to initial price, should be the focus of project financial assessments (Higham et al., 2015). LCC can be seen as a suitable management method to assess costs and available resources for housing projects, regardless of whether they are new or already exist. LCC looks beyond initial capital investment as it takes future operating and maintenance costs into account (Goh & Sun, 2016). Operating an asset over a 30-year lifespan could cost up to four times as much as the initial design and construction costs (Zanni et al., 2019). The costs associated with energy consumption often represent a large proportion of a building’s life cycle costs. For instance, the cumulative value of utility bills is almost half of the cost of a total building life cycle over a 50-year period in some countries (Ahmad & Thaheem, 2018; Inchauste et al., 2018). Prioritising initial cost reduction when selecting a design alternative, regardless of future costs, may not lead to an economically efficient building in the long run (Rad et al., 2021). LCC is a valuable appraising technique for an existing building to predict and assess "whether a project meets the client's performance requirements" (ISO, 2008). Similarly, during the design stages, LCC analysis can be applied to predict the long-term cost performance of a new building or a refurbishing project (Islam et al., 2015; RICS, 2016). Conducting LCC supports the decision-making in the design development stages has a number of benefits (Kubba, 2010). Decisions on building programme requirements, specifications, and systems can affect up to 80% of its environmental performance and operating costs (Bogenstätter, 2000; Goh & Sun, 2016). The absence of comprehensive information about the building's operational performance may result in uninformed decision-making that impacts its life cycle costs and future performance (Alsaadani & Bleil De Souza, 2018; Zanni et al., 2019). LCC can improve the selection of materials in order to reduce negative environmental impact and positively contribute to resourcing efficiency (Rad et al., 2021; Wouterszoon Jansen et al., 2020), in particular when combined with Life Cycle Assessment (LCA). LCA is concerned with the environmental aspects and impacts and the use of resources throughout a product's life cycle (ISO, 2006). Together, LCC and LCA contribute to adopt more comprehensive decisions to promote the sustainability of buildings (Kim, 2014). Therefore, both are part of the requirements of some green building certificates, such as LEED (Hajare & Elwakil, 2020).     LCC can be used to compare design, material, and/or equipment alternatives to find economically compelling solutions that respond to building performance goals, such as maximising human comfort and enhancing energy efficiency (Karatas & El-Rayes, 2014; Rad et al., 2021). Such solutions may have high initial costs but would decrease recurring future cost obligations by selecting the alternative that maximises net savings (Atmaca, 2016; Kubba, 2010; Zanni et al., 2019). LCC is particularly relevant for decisions on energy efficiency measures investments for both new buildings and building retrofitting. Such investments have been argued to be a dominant factor in lowering a building's life cycle cost (Fantozzi et al., 2019; Kazem et al., 2021). The financial effectiveness of such measures on decreasing energy-related operating costs, can be investigated using LCC analysis to compare air-condition systems, glazing options, etc. (Aktacir et al., 2006; Rad et al., 2021). Thus, LCC can be seen as a risk mitigation strategy for owners and occupants to overcome challenges associated with increasing energy prices (Kubba, 2010). The price of investing in energy-efficient measures increase over time. Therefore, LCC has the potential to significantly contribute to tackling housing affordability issues by not only making design decisions based on the building's initial costs but also its impact on future costs – for example energy bills - that will be paid by occupants (Cambier et al., 2021). The input data for a LCC analysis are useful for stakeholders involved in procurement and tendering processes as well as the long-term management of built assets (Korpi & Ala-Risku, 2008). Depending on the LCC scope, these data are extracted from information on installation, operating and maintenance costs and schedules as well as the life cycle performance and the quantity of materials, components and systems, (Goh & Sun, 2016) These information is then translated into cost data along with each element life expectancy in a typical life cycle cost plan (ISO, 2008). Such a process assists the procurement decisions whether for buildings, materials, or systems and/or hiring contractors and labour, in addition to supporting future decisions when needed (RICS, 2016). All this information can be organised using Building Information Modelling (BIM) technology (Kim, 2014; RICS, 2016). BIM is used to organise and structure building information in a digital model. In some countries, it has become mandatory that any procured project by a public sector be delivered in a BIM model to make informed decisions about that project (Government, 2012). Thus, conducting LCC aligns with the adoption purposes of BIM to facilitate the communication and  transfer of building information and data among various stakeholders (Juan & Hsing, 2017; Marzouk et al., 2018). However, conducting LCC is still challenging and not widely adopted in practice. The reliability and various formats of building related-data are some of the main barriers hindering the adoption of LCCs (Goh & Sun, 2016; Islam et al., 2015; Kehily & Underwood, 2017; Zanni et al., 2019).

Created on 05-12-2022

Author: A.Elghandour (ESR4)

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Area: Design, planning and building

Measuring housing affordability refers to assessing the extent to which households can secure suitable housing in relation to their financial resources and other relevant factors. To date there is no global agreement on measuring housing affordability, nor is there a single metric which comprehensively encompasses all the considerations regarding households' ability to access suitable housing in a convenient location at an affordable cost (Ezennia & Hoskara, 2019; OECD, 2021b). Several approaches exist to measure housing affordability, with two popular approaches, namely the Income Ratio Method (IRM), and the Residual Income Method (RIM) (Ezennia & Hoskara, 2019; Stone et al., 2011). Both are recommended to be accompanied by housing quality standards to evaluate what a household is paying for and a measure of housing satisfaction (Haffner & Heylen, 2011; OECD, 2021b). However, the perception of what constitutes satisfactory, quality, or affordable housing is subjective. This perception can be influenced by economic and social circumstances that policymakers may not perceive as directly relevant to housing policy (OECD, 2021b). The Income Ratio Method (IRM) is the most commonly used in policy and housing market-relevant statistics, as it is easy to measure and compare among different countries. It is based on the housing costs to income ratio defined by national authorities not to exceed a certain proportion (Haidar & Bahammam, 2021; Smith, 2007; Stone, 2006). The official EU indicator for IRM is the "Housing Cost Overburden" index. It considers households suffering from affordability issues if more than 40% of their net income is spent on housing costs (AHC, 2019; Hick et al., 2022; OECD, 2020). However, IRM has been widely criticised as it does not reflect if the household could afford non-housing costs and for how long. The focus on housing costs neglects non-housing costs of utility bills, schools, health, transportation, and so on (AHC, 2019). In this sense, Ezennia & Hoskara, (2019) investigation of the weaknesses of measuring housing affordability emphasised the need to reflect a household's capability to balance current and future costs to attain a house – "access to a house at a certain period" while maintaining other basic expenses without experiencing any financial hardship. The Residual Income Method (RIM) is the second dominant approach. It recognises that after paying the housing costs, a household might be unable to satisfy its non-housing requirements. Thus, the RIM is the remaining income after subtracting housing costs, based on the idea that Housing Affordability is the households' ability to cover their housing costs while still being able to pay their non-housing expenditures (Stone et al., 2011; Stone, 2006). The residual income method took a step closer to resonating with non-housing costs. However, both Haffner & Heylen (2011) and Bramley (2012) advised that the IRM and RIM approaches "are not interchangeable" and need to be combined to provide a comprehensive perception of housing affordability. This combination becomes apparent when comparing both for different household compositions, health, or work conditions. For instance, a house might be affordable when measured using the IRM from the housing costs standpoint, but it might not be affordable utilising the RIM, which is connected with non-housing costs. This combination is referred to as the Composite Method from which several advanced economic modelling approaches to measure housing affordability were developed (Ezennia & Hoskara, 2019). However, relying solely on economic criteria to assess affordability and thus overlooking quality and sustainability may not prove sufficient. A poor-quality house can impose hardships on its residents, and an unsustainable dwelling can strain the environment. Mitigating this issue may involve complementing affordability measurements with indicators reflecting housing quality and sustainability to expand the purely economic view (Ezennia & Hoskara, 2019; Haffner & Heylen, 2011; Mulliner et al., 2013; Salama, 2011). Various indicators can be used to assess housing quality beyond just its cost. These indicators could be seen as serving three primary purposes: (1) to measure the quality of a housing scheme and compare it to others within a country (Homes and Communities Agency, 2011), (2) to measure the quality of housing in one country and compare it to other countries (OECD, 2021b), and (3) to measure housing satisfaction across groups (OECD, 2021a; Riazi & Emami, 2018). An example of the first purpose is England's Housing Quality Indicators (HQIs) system (Homes and Communities Agency, 2011), which is currently withdrawn. HQIs served  as “ measurement and assessment tool to evaluate housing schemes on the basis of quality rather than just cost” design standards mandated for affordable housing providers funded through the National Affordable Housing Programme from 2008 to 2011 and the Affordable Homes Programme from 2011 to 2015. The system comprised ten indicators, which can be categorized into four groups. The first category focused on the location and proximity to amenities and services. The second dealt with site-related aspects such as landscaping, open spaces, and pathways. The third pertained to the housing unit itself, encompassing factors like noise, lighting, accessibility, and sustainability. Lastly, the fourth category addressed the external environment (Homes and Communities Agency, 2011). To enable meaningful cross-country comparisons, it is crucial that the data used for measuring and assessing these indicators are both available and up-to-date. However, it is important to acknowledge that this may not be the case in all countries, as pointed out by the OECD in 2021 (OECD, 2021b). Consequently, to accurately determine what residents are paying for in terms of quality and to facilitate meaningful comparisons, the OECD 2021 Policy Brief on Affordable Housing has emphasized the necessity of two additional housing quality indicators to complement affordability measurements. The first proposed indicator is the "Overcrowding Rate," which evaluates whether a dwelling provides sufficient space for household members based on their composition. This metric assesses whether residents have adequate living space according to the size and structure of their household. The second indicator is the "Housing Deprivation Rates," which gauge inadequate housing conditions. This encompasses issues related to maintenance, such as roofs, walls, floors, foundations, and deteriorating window frames. Moreover, these rates consider the absence of essential amenities, including sanitary facilities. By taking all these factors into account, this indicator offers a comprehensive perspective on the overall quality and habitability of housing in a specific area. Considering subjective measures of housing affordability can be advantageous when assessing housing affordability and quality based on household perceptions. These measures aim to capture housing satisfaction, reflecting the quality of the dwelling as accommodation (OECD, 2021a). In a broader context, housing satisfaction might be termed residential satisfaction, encompassing not just the dwelling but also its surroundings, including places and people. Residential satisfaction assesses how well the current residence and surrounding environment align with the household's desired living conditions (Riazi & Emami, 2018). Therefore, incorporating subjective measures is valuable in assessing housing affordability, helping to identify the determinants of housing satisfaction. Indicators such as satisfaction with the availability of good and affordable housing are crucial aspects to consider in this context (OECD, 2021a). When it comes to sustainability indicators, incorporating them into the measurement of housing affordability remains a wicked  problem. Finding a single comprehensive measure that encompasses the multifaceted aspects of sustainability related to housing affordability is challenging. The technical complexity stems from the necessity to integrate assessments of household characteristics, environmental impacts, financing, and financial aspects, along with housing stress factors. This challenge is exacerbated by the persistent fluctuations in housing prices and recurring expenses like water and energy bills (AHC, 2019). Hence, easily calculable methods such as the Income-to-Rent Ratio (IRM) and Residual Income Model (RIM) continue to be widely used for assessing housing affordability from a top-down perspective at a macro level. Although imperfect, these methods still provide valuable support for policy decision-making to a certain extent (AHC, 2019; Haffner & Heylen, 2011; OECD, 2021a).   

Created on 17-10-2023

Author: A.Elghandour (ESR4), K.Hadjri (Supervisor)

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Area: Community participation

From the three pillars of sustainable development, economic, environmental and social, the latter  involving social equity and the sustainability of communities, has  been especially neglected. Ongoing problems caused by conflicting economic, environmental and social goals with regard to the processes of urbanisation continue. underpinning economic growth that contradict principles of environmental and social justice (Boström, 2012; Cuthill, 2010; Winston, 2009). Research on sustainable development highlights the need for further investigation of social sustainability (Murphy, 2012; Vallance et al., 2011). Social sustainability has been interpreted as an umbrella term encompassing many other related concepts; “social equity and justice, social capital, social cohesion, social exclusion, environmental justice, quality of life, and urban liveability” (Shirazi & Keivani, 2019, p. 4). A vast number of studies have been dedicated to defining social sustainability by developing theoretical frameworks and indicators particularly relevant to urban development and housing discourse (Cuthill, 2010; Dempsey et al., 2011; Murphy, 2012; Woodcraft, 2012). However, with a lack of consensus on the way of utilising these frameworks in a practical way, especially when applied to planning, social sustainability has remained difficult to evaluate or measure. Consequently, planning experts, housing providers and inhabitants alike understand social sustainability as a normative concept, according to established social norms, and less as an opportunity to critically examine existing institutions. Vallance et al (2011) provide three categories to analyse social sustainability, development, bridge and maintenance sustainability: (a) social development improves conditions of poverty and inequity, from the provision of basic needs to the redistribution of power to influence existing development paradigms; (b) the conditions necessary to bridge social with ecological sustainability, overcoming currently disconnected social and ecological concerns; and (c) the social practices, cultural preferences as well as the environments which are maintained over time. Maintenance social sustainability particularly deals with how people interpret what is to be maintained and includes “new housing developments, the layout of streets, open spaces, residential densities, the location of services, an awareness of habitual movements in place, and how they connect with housing cultures, preferences, practices and values, particularly those for low-density, suburban lifestyles” (Vallance et al., 2011, p. 345). Therefore, the notion of maintenance is especially important in defining social sustainability by directly investigating the established institutions, or “sets of norms” that constitute the social practices and rules, that in turn, affect responsibilities for planning urban spaces. A conceptual framework that appears frequently in social sustainability literature is that of Dempsey et al. (2011)⁠ following Bramley et al. (2009), defining social sustainability according to the variables of social equity and sustainability of community and their relationship to urban form, significantly at the local scale of the neighbourhood. In terms of the built environment, social equity (used interchangeably with social justice) is understood as the accessibility and equal opportunities to frequently used services, facilities, decent and affordable housing, and good public transport. In this description of local, as opposed to regional services, proximity and accessibility are important. Equitable access to such local services effectively connects housing to key aspects of everyday life and to the wider urban infrastructures that support it. Sustainability of community is associated with the abilities of society to develop networks of collective organisation and action and is dependent on social interaction. The associated term social capital has also been used extensively to describe social norms and networks that can be witnessed particularly at the community level to facilitate collective action (Woolcock, 2001, p. 70). They might include a diversity of issues such as resident interaction, reciprocity, cooperation and trust expressed by common exchanges between residents, civic engagement, lower crime rates and other positive neighbourhood qualities that are dependent on sharing a commitment to place (Foster, 2006; Putnam, 1995; Temkin & Rohe, 1998). In fact, “the heightened sense of ownership and belonging to a locale” is considered to encourage the development of social relations (Hamiduddin & Adelfio, 2019, p. 188). However, the gap between theoretical discussions about social sustainability and their practical application has continued. For example, the emphasis of social sustainability as a target outcome rather than as a process has been prioritised in technocratic approaches to planning new housing developments and to measuring their success by factors which are tangible and easier to count and audit. Private housing developers that deal with urban regeneration make bold claims to social sustainability yet profound questions are raised regarding the effects of gentrification (Dixon, 2019). Accordingly, the attempted methods of public participation as planning tools for integrating the ‘social’ have been found to be less effective - their potential being undercut due to the reality that decision-making power has remained at the top (Eizenberg & Jabareen, 2017). Therefore, social sustainability is not a fixed concept, it is contingent on the interdependence of the procedural aspects (how to achieve social sustainability) and substantive aspects (what are the outcomes of social sustainability goals) (Boström, 2012). From this point of view, social sustainability reveals its process-oriented nature and the need to establish processes of practicing social sustainability that begin with the participation of citizens in decision-making processes in producing equitable (i.e. socially sustainable) development. As a dimension of sustainable development that is harder to quantify than the economic or environmental aspects, the operationalisation of social sustainability goals into spatial, actionable principles has remained a burgeoning area of research. In such research, methods for enhancing citizen participation are a particularly important concern in order to engage and empower people with “non-expert” knowledge to collaborate with academic researchers.

Created on 03-06-2022

Author: A.Panagidis (ESR8)

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Area: Community participation

Transdisciplinarity is a research methodology crossing several disciplinary boundaries, creating a holistic approach to solve complex problems. A transdisciplinary approach fosters bottom-up collaboration, provides an environment for mutual learning, and enhances the knowledge of all participants (Klein et al., 2001, Summary and Synthesis). Transdisciplinarity is a relatively young term, first used just over fifty years ago at the Organisation for Economic Co-operation and Development (OECD) congress by Jean Piaget, who described it in a broader sense as “a higher stage succeeding interdisciplinary relationships…without any firm boundaries between disciplines” (Piaget, 1972, p.135). Transdisciplinarity goes beyond interdisciplinarity through a fusion of academic and non- academic knowledge, theory and practice, discipline and profession (Doucet & Janssens, 2011). Stokols (2006) asserts transdisciplinarity is inextricability linked to action research; a term coined by Lewin (1946) as comparative research leading to social action. Lewin sought to empower and enhance the self-esteem of participants, which included residents of minority communities, through horizontal and democratic exchange between the researcher and participants. Familiar devices rooted in action research, such as surveys, questionnaires, and interviews are common in transdisciplinary research (Klein et al., 2001). A transdisciplinarity approach has been used to address complex global concerns in recent decades, beginning with climate change and extending into many areas including socio-political problems (Bernstein, 2015). Lawrence et al. (2010) stress that in addressing community related issues such as housing, it is crucial a transdisciplinary approach is adopted not only to integrate various expert opinions but to ensure the inclusion of affected communities such as the residents themselves. Housing is a complex social issue, therefore requiring such an approach to foster participation of non-academics to provide socially relevant solutions. Salama (2011) advocates for the use of transdisciplinarity in the creation of affordable and sustainable housing, which is often restricted by stakeholders working in silos, the oversimplification of housing-related issues, and a disconnect from local communities.

Created on 05-07-2022

Author: A.Davis (ESR1)

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A Turning Point Conversation on Portuguese Public Dwellings Design, Is it some kind of Feminism?

Posted on 06-09-2022

You know those kinds of conversations that are filled with enthusiasm and passion. It's one of those moments that proves to you: yes! Passion exists and it works!   This time it was passion for design as a tool to indirectly empower people and their sense of belonging. It's about promoting social justice!   Currently in Lisbon, there are several affordable rent programmes "Programa de Renda Acessível" (PRA) run by the City Council in view of the high rent prices in the city. Some programmes are public-private partnerships like this initiative. Other programmes are purely public investments from start to finish, where people can apply for rental housing through this website, for example.   My co-supervisor Dr Vasco Moreira Rato from ISCTE - where I had my secondment - is also chief advisor to Lisbon City Councillor on Housing and Public Works, Filipa Roseta. Dealing at the front line with housing issues, the discussions with him were very informative, practical and honest, both from the research and the authorities' point of view. In the process, he wanted to show me an example of how parametric design can benefit public housing in the context of affordability to determine the suitable design parameters within a certain budget while responding to various requirements.       And here comes one of those memorable and inspiring conversations as a Marie Curie ESR.   I had a fruitful conversation with the architects Susana Rato and Joana Couto from SRU (Sociedade de Reabilitação Urbana). They were responsible for preparing the Public Housing concept design for low-cost housing projects that are fully financed by the public sector.  They explained what, why and how they created this schematic design to achieve ambitious design goals within a certain given construction budget. They had a limited budget of about 1000 euros per square metre for construction. Thus, they exploited the power of geometric parametrisation to determine appropriate modern design parameters while meeting the various requirements such as space ratios, areas, technical requirements and regulations.       It is interesting to note that one of the main objectives of this schematic design process is to ensure that future residents feel comfortable where they live and to support their right to live in affordable, durable and beautiful homes.   How did they do so?   They ensured that the spatial needs of different family structures were accommodated by adhering to Portuguese building codes and regulations. As two Portuguese ladies, they questioned the design as if this house would be their own house, that of their relatives or the future home of their children. They insisted on providing terraces for each living unit as an extension of the house to connect the residents with nature, which benefits their soul and mind. They also know that Portuguese people love being outside. Various services have also been proposed, such as a shared laundry room and a communal room. For buildings in neighbourhoods where there are no kindergartens, a kindergarten on the ground floor was proposed.   They worked with energy specialists to design energy-efficient building envelopes, define the technical requirements for walls, doors and windows, and decide on the appropriate renewable energy and water heating techniques. In addition, the distribution of daylight in the interior spaces was investigated. A construction economist accompanied all steps of their design journey, simultaneously calculating construction costs and investigating economic feasibility to modify the design accordingly without compromising the quality and performance requirements of the residential building. This hard work does not negate the fact that they were unable to work with the community itself during the design process due to the tight timeframe of the project. This reflects the reality of many architects in practise. They also expressed their interest in using the possibilities of Building Information Modelling (BIM) in the future, as it would have saved them a lot of time in working with other disciplines to complete this project. It would also be an important tool for management and cost control during construction.       When I returned to Sheffield and while attending Doina Petrescu class on feminism research as part of my PhD training.   I immediately remembered Susana and Joana! Now I see their work and enthusiasm as a kind of feminist action – consistent, practical and balanced - advocating the public housing residents' rights and doing the best in the area under their control. I cannot deny that it was admirable and inspirable.       To sum up!   This conversation triggered the turning point of my PhD research. Currently, I am passionately investigating literature to answer how to design a house that promotes household health and wellbeing?   But, Why?   I dream of Affordable Happy Healthy Housing [Why not?]. Can you label a house as sustainable if it is negatively impacting your physical and mental health?   Hmmm, nope. But in reality, it does not sound that simple …   Sim Senhor [Yes Sir in Portuguese] and that is what we are here to contribute to ? See you in the next blog post! Goodbye!       Relevant Sources https://www.lisboaocidentalsru.pt/ https://www.lisboa.pt/atualidade/noticias/detalhe/camara-constroi-476-casas-destinadas-ao-programa-de-renda-acessivel https://www.publico.pt/2019/12/04/local/noticia/lancado-concurso-construcao-renda-acessivel-entrecampos-1896237

Author: A.Elghandour (ESR4)

Secondments

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A Culture of a British Housing Association

Posted on 20-07-2023

  On the top floor of their building, where green trees peeked through houses that covered one of Sheffield's seven hills, a farewell party was held. It marked the end of an 11-year journey for Miranda Plowden, the business director of South Yorkshire Housing Association (SYHA). During this heartfelt and humble gathering, Juliann Hall, her close friend, teammate, and co-director of Care, Health, and Wellbeing, shared Miranda's story and her visionary approach to cultivating a unique "culture" within SYHA. However, this was not your typical notion of culture.   Miranda envisioned A Culture of Joy and Right to Beauty, encompassing every decision and detail at SYHA. This culture went beyond their housing schemes and influenced their daily work environment and attitudes. It stemmed from a people-first approach, firmly believing that happy and compassionate employees would naturally deliver homes that inspire happiness.       The Culture and Residents’ Health and Wellbeing   SYHA is keen to spreading joy and promoting the right for everyone to experience beauty in their housing schemes. Their strategic plan focuses on providing affordable homes where residents feel happy, healthy, and proud. This is exemplified in the elegant and modern design of their properties, such as the recent North Wingfield Road social housing complex and the Wikihouse project.   The culture of promoting beauty extends beyond housing schemes to the surrounding landscapes for residents to have beautiful views and shared spaces. SYHA actively participates in creating vibrant meadow-like landscapes in urban areas, which serve as habitats for pollinators and require less maintenance. Through careful selection of plant species, they demonstrate how urban spaces can be transformed into visually appealing and environmentally friendly areas.   The culture of joy also encompasses care for residents' health and well-being, which is evident in various initiatives. For instance, they care to conduct co-design focus groups with residents to update design briefs for future projects. They maintain good communication channels through their customer experience team. Workshops with customers are held to continuously improve their services.   An interesting insight from one of SYHA's co-production workshops is the residents' dislike of jargon. They find terms like "fuel poverty" aggressive and prefer simple language that allows them to understand and feel in control of their decisions without being stigmatized. Similarly, the term "heat pump" can cause frustration, as residents desire clear and accessible language.   SYHA's Livewell department is dedicated to supporting residents' health and well-being. They provide mental health and wellbeing support and assistance in overcoming daily challenges, regardless of whether someone is a SYHA customer or not. They also have staff members focused on helping individuals find employment and integrate naturally into the community.       A unique work Culture, deviating from usual corporate work style   As an architect, I cannot overlook how SYHA implemented their culture of joy and right to beauty in the workplace as well as in their homes and services. Working closely with the interior designer, they ensured that every detail reflects this culture. Miranda's quote describes it best:   “People expect Google to have beautiful offices, but not a charitable organisation in Sheffield. The feedback from our teams shows that design and beauty in places where they are least expected can have a positive effect on wellbeing and make people feel valued. At South Yorkshire Housing Association, we believe that everyone has a right to beauty and joy, especially people who didn’t expect to experience either.”    As cited in SYHA’s interior designer: 93ft website  (accessed on 17/07/2023)   What amazed me was SYHA's boundary-less workplace. There were no individual offices, walls, or closed doors between departments and team members. They have a bookable rooms for meetings and workshops with teams and residents. If you just want to disconnect in peace, there is a room for prayer and meditation regardless of your belief. During her speech at the farewell party, Miranda emphasized the importance of maintaining the joy at work, smiling at one another, opening doors for one another and caring for both colleagues and customers. It's the small gestures that make a lasting impact.   At SYHA, everyone, from newcomers like myself to the CEO Tony Stacey, worked together in the same open space without assigned desks. On my first day, I sat at one of the long tables alongside Miranda (the business director), Natalie (the team's head), and my new colleagues. On the same table on the next day I sat with other directors and team leads and was able to schedule an interview with them within minutes. This setup promotes collaboration and easy access to discussions. It also harnesses a sense of collaboration and support beyond hierarchies. Being physically present in this open environment allowed me actively to engage in conversations, observe ongoing discussions, and receive immediate responses to my inquiries. What better setting could I had for my Transdisciplinarity based research?       SYHA’s Culture and my Research Secondment   Understanding SYHA's core values and culture assured me that I am in a fitting workplace aligned with my research. Their belief in enabling individuals to settle into a welcoming home, live well, and achieve their full potential resonated deeply with the core motivation behind my research on Health and Wellbeing. My study aims to incorporate Life Cycle Costing into the design stages to prioritize the health and well-being of residents. Working in an environment that not only embraced meaningful slogans but also genuinely believed in and implemented them proved to be an invaluable experience for me.   As part of my Marie-Curie research project, I embarked on a three-month secondment with SYHA's Development and Asset Management team, under the guidance of Natalie Newman, the head of the team, who served as my secondment supervisor. Throughout our discussions, she openly shared her opinions, provided critiques, offered feedback, and provided guidance in approaching individuals and gathering necessary data. Likewise, my regular supervisor, Matteo Martini, supported, encouraged, and ensured my seamless integration within SYHA.   The knowledge and insights I gained during these three months at SYHA would have taken years to acquire independently. The colleagues at SYHA, with whom I discussed my topic, showed great enthusiasm and generously answered any doubts I had. They also expressed their willingness to continue supporting my research even after the end of the secondment.   By the end of secondment and being part of an association working hard to realize this culture, I felt hopeful and now eagerly look forward to contributing to the day when the belief in the Right to Beauty and Joy becomes the normal for all humans and for the betterment of our planet.       More interesting readings: How SYHA started and the influence of Cathy Come Home movie SYHA’s history and the founders mission and vision. A beautiful low-maintenance landscapes of Pictorial meadows. How did SYHA communicate their business purpose through their workplace design. 93ft sharing SYHA's interior design.    

Author: A.Elghandour (ESR4)

Secondments

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